0001235802-13-000131.txt : 20131216 0001235802-13-000131.hdr.sgml : 20131216 20131216160957 ACCESSION NUMBER: 0001235802-13-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROULX RICHARD A CENTRAL INDEX KEY: 0001239199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 131279075 MAIL ADDRESS: STREET 1: 306I SLAND ROAD STREET 2: NORTH CITY: NORTH OAKS STATE: MN ZIP: 55127 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-12 0 0000067279 MOCON INC MOCO 0001239199 PROULX RICHARD A C/O MOCON, INC. 7500 MENDELSSOHN AVENUE N. MINNEAPOLIS MN 55428 1 0 0 0 Common Stock 2013-12-12 4 M 0 3000 8.075 A 15525 D Common Stock 2013-12-12 4 M 0 3500 12.065 A 19025 D Common Stock 2013-12-12 4 F 0 2972 14.21 D 16053 D Common Stock 2013-12-16 5 G 0 E 800 0 D 15253 D Non-Statutory Stock Option (right to buy) 8.075 2013-12-12 4 M 0 3000 8.075 D 2004-12-22 2013-12-21 Common Stock 3000 0 D Non-Statutory Stock Option (right to buy) 12.065 2013-12-12 4 M 0 3500 12.065 D 2007-12-22 2013-12-21 Common Stock 3500 0 D /s/ Richard A. Proulx 2013-12-16