0001235802-13-000123.txt : 20131210 0001235802-13-000123.hdr.sgml : 20131210 20131210163231 ACCESSION NUMBER: 0001235802-13-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDEMANN DOUGLAS J CENTRAL INDEX KEY: 0001239194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 131268756 MAIL ADDRESS: STREET 1: 7979 MARTINDALE DR CITY: PRIOR LAKE STATE: MN ZIP: 55372 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-06 0 0000067279 MOCON INC MOCO 0001239194 LINDEMANN DOUGLAS J C/O MOCON, INC. 7500 MENDELSSOHN AVENUE N. MINNEAPOLIS MN 55428 0 1 0 0 VP and General Manager Common Stock 2013-12-06 4 M 0 10000 8.075 A 27680 D Common Stock 2013-12-06 4 M 0 10000 12.065 A 37680 D Common Stock 2013-12-06 4 F 0 14335 14.05 D 23345 D Common Stock 4991 I Held in Trust Employee Stock Option (right to buy) 8.075 2013-12-06 4 M 0 10000 8.075 D 2003-12-22 2013-12-21 Common Stock 10000 0 D Employee Stock Option (right to buy) 12.065 2013-12-06 4 M 0 8288 12.065 D 2013-12-21 Common Stock 8288 0 D Non-Statutory Stock Option (right to buy) 12.065 2013-12-06 4 M 0 1712 12.065 D 2013-12-21 Common Stock 1712 0 D 25% exercisable on each of March 22, June 22, September 22 and December 22, 2007. /s/ Douglas J. Lindemann 2013-12-10