-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPSb7J1jj7/qffmZfjPTdyB6iq7dh1cb8+Z1Y8ab+ESBAU2iCCLNkE2rXIqEC19f z+mbe7BtfG/uxpLcrbz6lw== 0000897101-02-000795.txt : 20021114 0000897101-02-000795.hdr.sgml : 20021114 20021114144046 ACCESSION NUMBER: 0000897101-02-000795 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 02824422 BUSINESS ADDRESS: STREET 1: 7500 BOONE AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 BOONE AVE N STREET 2: 7500 BOONE AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 8-K 1 mocon025423-8k.txt MOCON, INC. FORM 8-K 11-13-2002 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------ Date of Report (Date of earliest event reported): NOVEMBER 14, 2002 MOCON, INC. (Exact name of registrant as specified in its charter) MINNESOTA 0-9273 41-0903312 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Incorporation) Identification Number) 7500 BOONE AVENUE NORTH MINNEAPOLIS, MINNESOTA 55428 (Address of Principal Executive Offices) (Zip Code) (763) 493-6370 (Registrant's Telephone Number, Including Area Code) N/A (Former Name or Former Address, If Changed Since Last Report) ================================================================================ ITEM 7. EXHIBITS. Ex. 99.1 Statement by each of Robert L. Demorest, Chief Executive Officer, and Dane D. Anderson, Chief Financial Officer, pursuant to 18 U.S.C.ss.1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. ITEM 9. REGULATION FD DISCLOSURE On November 14, 2002, MOCON, Inc. filed its quarterly report on Form 10-Q for the quarterly period ended September 30, 2002 with the Securities and Exchange Commission. In connection with the filing of the Form 10-Q, Robert L. Demorest, the President and Chief Executive Officer of MOCON, Inc., and Dane D. Anderson, the Vice President and Chief Financial Officer of MOCON, Inc. submitted written statements to the Securities and Exchange Commission as required by 18 U.S.C.ss.1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. These statements are attached hereto as Exhibit 99.1. LIMITATION ON INCORPORATION BY REFERENCE In accordance with general instruction B.2 of Form 8-K, the information in this report and the attached exhibits is furnished pursuant to Item 9 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MOCON, INC. By: /s/ Robert L. Demorest ---------------------------------------------- Robert L. Demorest CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER Dated: November 14, 2002 MOCON, INC. FORM 8-K EXHIBIT INDEX EXHIBIT NO. DESCRIPTION METHOD OF FILING ----------- ----------- ---------------- 99.1 Statement by each of Robert L. Demorest, Chief Executive Officer, and Dane D. Anderson, Chief Financial Officer, pursuant to 18 U.S.C.ss.1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed herewith EX-99.1 3 mocon025423-ex99_1.txt CERTIFICATIONS EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Robert L. Demorest, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge, the Quarterly Report of MOCON, Inc. on Form 10-Q for the quarterly period ended September 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Form 10-Q fairly presents in all material respects the financial condition and results of operations of MOCON, Inc. By: /s/ Robert L. Demorest ------------------------------------------------ Name: Robert L. Demorest Title: Chief Executive Officer I, Dane D. Anderson, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge, the Quarterly Report of MOCON, Inc. on Form 10-Q for the quarterly period ended September 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Form 10-Q fairly presents in all material respects the financial condition and results of operations of MOCON, Inc. By: /s/ Dane D. Anderson ------------------------------------------------ Name: Dane D. Anderson Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----