0001193125-20-034176.txt : 20200213 0001193125-20-034176.hdr.sgml : 20200213 20200213071036 ACCESSION NUMBER: 0001193125-20-034176 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 GROUP MEMBERS: AU KABUCOM SECURITIES CO., LTD. GROUP MEMBERS: FIRST SENTIER INVESTORS HOLDINGS PTY LTD GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD. GROUP MEMBERS: MITSUBISHI UFJ KOKUSAI ASSET MANAGEMENT CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES HOLDINGS CO.,LTD. GROUP MEMBERS: MITSUBISHI UFJ TRUST & BANKING CORP GROUP MEMBERS: MU INVESTMENTS CO., LTD. GROUP MEMBERS: MUFG BANK, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HONDA MOTOR CO LTD CENTRAL INDEX KEY: 0000715153 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80918 FILM NUMBER: 20606919 BUSINESS ADDRESS: STREET 1: 1-1, MINAMI-AOYAMA 2-CHOME, MINATO-KU CITY: TOKYO, JAPAN STATE: M0 ZIP: 107-8556 BUSINESS PHONE: 81334231111 MAIL ADDRESS: STREET 1: 1-1, MINAMI-AOYAMA 2-CHOME, MINATO-KU CITY: TOKYO, JAPAN STATE: M0 ZIP: 107-8556 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104 CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 SC 13G/A 1 d855624dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 16 SCHEDULE 13G Amendment No. 16

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 16)*

Honda Motor Co., Ltd.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

438128308

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☑:

Rule 13d-1(b)

 

☐:

Rule 13d-1(c)

 

☐:

Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Financial Group, Inc.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  106,676,770

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  106,676,770

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  106,676,770

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  6.1%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

2


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  MUFG Bank, Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  28,432,200

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  28,432,200

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  28,432,200

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  1.6%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

3


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Trust and Banking Corporation

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  77,073,274

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  77,073,274

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  77,073,274

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  4.4%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

4


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  18,185,300

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  18,185,300

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  18,185,300

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  1.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

5


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  MU Investments Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  219,900

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  219,900

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  219,900

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

6


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Asset Management (UK) Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  London, United Kingdom

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  1,900

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  1,900

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  1,900

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

7


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  First Sentier Investors Holdings Pty Ltd

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  741,674

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  741,674

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  741,674

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

8


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Securities Holdings Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  1,171,296

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  1,171,296

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  1,171,296

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.1%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

9


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  1,012,892

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  1,012,892

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  1,012,892

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.1%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

10


CUSIP NO. 438128308

 

  1      

 

  NAME OF REPORTING PERSON

 

  au Kabucom Securities Co., Ltd.

  2    

 

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)

  (b)

 

  3    

 

  SEC USE ONLY

 

  4    

 

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Tokyo, Japan

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  158,404

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  158,404

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9      

 

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  158,404

10    

 

  CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0.0%

12    

 

  TYPE OF REPORTING PERSON

 

  FI

 

11


CUSIP NO. 438128308

 

ITEM  1

       
   (a)                Name of Issuer   
        Honda Motor Co., Ltd.   
   (b)       Address of Issuer’s Principal Executive Offices   
        1-1 Minami-Aoyama 2-chome, Minato-ku, Tokyo 107-8556, Japan   
ITEM 2        
   (a)       Names of Persons Filing   
        Mitsubishi UFJ Financial Group, Inc. (“MUFG”)   
        MUFG Bank, Ltd. (“MUBK”)   
        Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)   
        Mitsubishi UFJ Kokusai Asset Management Co., Ltd. (“MUKAM”)   
        MU Investments Co., Ltd. (“MUI”)   
        Mitsubishi UFJ Asset Management (UK) Ltd. (“MUAMUK”)   
        First Sentier Investors Holdings Pty Ltd (“FSIHD”)   
        Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)   
        Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)   
        au Kabucom Securities Co., Ltd. (“KC”)   
   (b)       Address of Principal Business Office or, if none, Residence   
        MUFG :   
        7-1 Marunouchi 2-chome, Chiyoda-ku   
        Tokyo 100-8330, Japan   
        MUBK :   
        7-1 Marunouchi 2-chome, Chiyoda-ku   
        Tokyo 100-8388, Japan   
        MUTB :   
        4-5 Marunouchi 1-chome, Chiyoda-ku   
        Tokyo 100-8212, Japan   
        MUKAM :   
        12-1 Yurakucho 1-chome, Chiyoda-ku   
        Tokyo 100-0006, Japan   
        MUI :   
        3-11 Kandasurugadai 2-chome, Chiyoda-ku   
        Tokyo 101-0062, Japan   

 

12


CUSIP NO. 438128308

 

        MUAMUK :   
        24 Lombard Street, London, EC3V 9AJ,   
        United Kingdom   
        FSIHD :   
        Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue,   
        Barangaroo, NSW, 2000, Australia   
        MUSHD :   
        5-2, Marunouchi 2-chome, Chiyoda-ku   
        Tokyo 100-0005 , Japan   
        MUMSS :   
        5-2, Marunouchi 2-chome, Chiyoda-ku   
        Tokyo 100-0005 , Japan   
        KC :   
        3-2 Otemachi 1-chome, Chiyoda-ku   
        Tokyo 100-0004, Japan   
   (c)       Citizenship   
        MUFG, MUBK, MUTB, MUKAM, MUI, MUSHD, MUMSS and KC: Japan   
        MUAMUK: United Kingdom   
        FSIHD: Commonwealth of Australia   
  (d)    Title of Class of Securities
     Common Stock
  (e)             CUSIP Number
     438128308 (this CUISIP number is for the issuer’s American Depository Shares, not the Common Stock)

ITEM  3

     If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 

MUFG:    

  

(a)[  ]

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

    

(b)[  ]

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

    

(c)[  ]

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

13


CUSIP NO. 438128308

 

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
    

(h)[  ]

   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    

(i)[  ]

   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    

(j)[Ö]

   A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
    

(k)[  ]

   Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Parent holding company
 

MUBK:    

  

(a)[  ]

   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
    

(b)[  ]

   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
    

(c)[  ]

   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
    

(d)[  ]

   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    

(e)[  ]

   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
    

(f)[  ]

   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
    

(g)[  ]

   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
    

(h)[  ]

   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    

(i)[  ]

   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    

(j)[Ö]

   A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
    

(k)[  ]

   Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
    

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Bank

 

MUTB:    

  

(a)[  ]

   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
    

(b)[  ]

   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

14


CUSIP NO. 438128308

 

    

(c)[  ]

   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    

(e)[  ]

   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
    

(f)[  ]

   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
    

(g)[  ]

   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
    

(h)[  ]

   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    

(i)[  ]

   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    

(j)[Ö]

   A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
    

(k)[  ]

   Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Bank
 

MUKAM:    

  

(a)[  ]

   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
    

(b)[  ]

   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
    

(c)[  ]

   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
    

(d)[  ]

   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    

(e)[  ]

   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
    

(f)[  ]

   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
    

(g)[  ]

   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    

(j)[Ö]

   A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
    

(k)[  ]

   Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Investment adviser

 

15


CUSIP NO. 438128308

 

  MUI:        (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
     (e)[  ]    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Investment adviser
  MUAMUK:        (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
     (e)[  ]    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

16


CUSIP NO. 438128308

 

     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Investment adviser
  FSIHD:        (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
     (e)[  ]    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Parent holding company
  MUSHD:        (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
     (e)[  ]    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

17


CUSIP NO. 438128308

 

     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Securities holding company
  MUMSS:        (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
     (d)[  ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
     (e)[  ]    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
     (f)[  ]    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
     (g)[  ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
     (h)[  ]    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
     (i)[  ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     (j)[Ö]    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
     (k)[  ]    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Broker-dealer
  KC:        (a)[  ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
     (b)[  ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
     (c)[  ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

18


CUSIP NO. 438128308

 

    

(d)[  ]

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

    

(e)[  ]

  

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

    

(f)[  ]

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

    

(g)[  ]

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

    

(h)[  ]

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

    

(i)[  ]

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j)[Ö]

  

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

    

(k)[  ]

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:    Broker-dealer

ITEM 4

    

Ownership

     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
    

   For MUFG

  
    

   (a)

  

Amount beneficially owned:

   106,676,770
    

   (b)

  

Percent of class:

   6.06%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   106,676,770
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   106,676,770
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
                 

   For MUBK

  
    

   (a)

  

Amount beneficially owned:

   28,432,200
    

   (b)

  

Percent of class:

   1.62%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   28,432,200
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   28,432,200
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

19


CUSIP NO. 438128308

 

    

   For MUTB

  
    

   (a)

  

Amount beneficially owned:

   77,073,274
    

   (b)

  

Percent of class:

   4.38%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   77,073,274
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   77,073,274
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

   For MUKAM

  
    

   (a)

  

Amount beneficially owned:

   18,185,300
    

   (b)

  

Percent of class:

   1.03%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   18,185,300
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   18,185,300
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

   For MUI

  
    

   (a)

  

Amount beneficially owned:

   219,900
    

   (b)

  

Percent of class:

   0.01%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   219,900
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   219,900
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

   For MUAMUK

  
    

   (a)

  

Amount beneficially owned:

   1,900
    

   (b)

  

Percent of class:

   0.00%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   1,900
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   1,900
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

20


CUSIP NO. 438128308

 

    

   For FSIHD

  
    

   (a)

  

Amount beneficially owned:

   741,674
    

   (b)

  

Percent of class:

   0.04%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   741,674
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   741,674
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

   For MUSHD

  
    

   (a)

  

Amount beneficially owned:

   1,171,296
    

   (b)

  

Percent of class:

   0.07%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   1,171,296
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   1,171,296
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

   For MUMSS

  
    

   (a)

  

Amount beneficially owned:

   1,012,892
    

   (b)

  

Percent of class:

   0.06%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   1,012,892
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   1,012,892
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-
    

   For KC

  
    

   (a)

  

Amount beneficially owned:

   158,404
    

   (b)

  

Percent of class:

   0.01%
    

   (c)

  

Number of shares as to which the person has:

  
       

(i) Sole power to vote or to direct the vote:

   158,404
       

(ii) Shared power to vote or to direct the vote:

   -0-
       

(iii) Sole power to dispose or to direct the disposition of:

   158,404
       

(iv) Shared power to dispose or to direct the disposition of:

   -0-

 

21


CUSIP NO. 438128308

 

ITEM 5

                 

Ownership of Five Percent or Less of a Class

  
    

Not applicable.

ITEM 6

    

Ownership of More than Five Percent on Behalf of Another Person

  
    

Not applicable.

ITEM 7

    

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

    

As of December 31, 2019, MUFG beneficially owns 106,676,770 shares of the issuer indirectly through its subsidiaries as follows: MUBK holds 28,432,200 shares; MUTB holds 77,073,274 shares (indirectly through a subsidiary, MUKAM) (indirectly through a subsidiary, MUI) (indirectly through a subsidiary, MUAMUK) (indirectly through a subsidiary, FSIHD); MUSHD holds 1,171,296 shares (indirectly through a subsidiary, MUMSS); and (indirectly through a subsidiary, KC). Furthermore, FSIHD holds 741,674 shares (indirectly through its subsidiaries as follows; First Sentier Investors (Australia) IM Ltd, First State Investments (Singapore) and First Sentier Investors Realindex Pty Ltd).

ITEM 8

    

Identification and Classification of Members of the Group

  
    

Not applicable.

ITEM 9

    

Notice of Dissolution of Group

  
    

Not applicable.

ITEM 10

    

Certifications

  
    

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

22


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

Mitsubishi UFJ Financial Group, Inc.

By:

 

/s/ Riyuuichirou Sakuma

Name:

 

Riyuuichirou Sakuma

Title:

 

Managing Director,

Deputy Head of Credit Policy & Planning Division

 

23


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

MUFG Bank, Ltd.

By:

 

/s/ Riyuuichirou Sakuma

Name:

 

Riyuuichirou Sakuma

Title:

  Managing Director,
 

Deputy Head of Credit Policy & Planning Division

 

24


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

Mitsubishi UFJ Trust and Banking Corporation

By:

 

/s/ Masahiro Saruta

Name:

 

Masahiro Saruta

Title:

 

Managing Executive Officer and General Manager,

Asset Management and Investor Services Planning Division

 

25


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

By:

 

/s/ Takashi Miyazaki

Name:

 

Takashi Miyazaki

Title:

  General Manager of Risk Management Division

 

26


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

MU Investments Co., Ltd.

By:

 

/s/ Yasuhiko Haraguchi

Name:

 

Yasuhiko Haraguchi

Title:

  Director

 

27


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

Mitsubishi UFJ Asset Management (UK) Ltd.

By:

 

/s/ Masahiro Nakai

Name:

 

Masahiro Nakai

Title:

  Managing Director & CEO

 

28


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

First Sentier Investors Holdings Pty Ltd

By:

 

/s/ Yutaka Kawakami

Name:

 

Yutaka Kawakami

Title:

  Deputy CEO

 

29


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

Mitsubishi UFJ Securities Holdings Co., Ltd.

By:

 

/s/ Morio Hara

Name:

 

Morio Hara

Title:

  Deputy General Manager of Corporate Planning Division

 

30


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

By:

 

/s/ Morio Hara

Name:

 

Morio Hara

Title:

  Deputy General Manager of Corporate Planning Division

 

31


CUSIP NO. 438128308

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 13, 2020

au Kabucom Securities Co., Ltd.

By:

 

/s/ Tsunehisa Uehara

Name:

 

Tsunehisa Uehara

Title:

 

Senior Executive Officer,

Member of the Board

 

32