0000899243-20-008941.txt : 20200318
0000899243-20-008941.hdr.sgml : 20200318
20200318205247
ACCESSION NUMBER: 0000899243-20-008941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200318
DATE AS OF CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000067088
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 20726222
BUSINESS ADDRESS:
STREET 1: 7-1 MARUNOUCHI 2-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-8330
BUSINESS PHONE: 2125301784
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104
CITY: NEW YORK
STATE: NY
ZIP: 10020-1104
FORMER NAME:
FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/
DATE OF NAME CHANGE: 20010402
FORMER NAME:
FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/
DATE OF NAME CHANGE: 19920929
FORMER NAME:
FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC
DATE OF NAME CHANGE: 19920929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-16
0
0000895421
MORGAN STANLEY
MS
0000067088
MITSUBISHI UFJ FINANCIAL GROUP INC
7-1, MARUNOUCHI 2-CHOME, CHIYODA-KU
TOKYO
M0
100-8330
JAPAN
0
0
1
0
Common Shares
2020-03-16
4
D
0
4565290
44.2171
D
377085167
D
Relating to underlying Morgan Stanley share repurchases traded on or before March 13, 2020.
By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also director of Morgan Stanley by deputization.
The sales were to Morgan Stanley, approved by Morgan Stanley in accordance with Rule 16b-3(e) and effected pursuant to a sales plan designed to comply with Rule 10b5-1(c).
/s/ Keisuke Ito, Managing Director
2020-03-18