0000066756-15-000089.txt : 20150813 0000066756-15-000089.hdr.sgml : 20150813 20150813150328 ACCESSION NUMBER: 0000066756-15-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150812 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLETE INC CENTRAL INDEX KEY: 0000066756 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410418150 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 W SUPERIOR ST CITY: DULUTH STATE: MN ZIP: 55802-2093 BUSINESS PHONE: 2182795000 MAIL ADDRESS: STREET 1: 30 W SUPERIOR STREET CITY: DULUTH STATE: MN ZIP: 55802-2093 FORMER COMPANY: FORMER CONFORMED NAME: ALLETE DATE OF NAME CHANGE: 20000901 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA POWER INC DATE OF NAME CHANGE: 19980603 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA POWER & LIGHT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMillan David J CENTRAL INDEX KEY: 0001304728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03548 FILM NUMBER: 151050268 MAIL ADDRESS: STREET 1: 30 WEST SUPERIOR STREET CITY: DULUTH STATE: MN ZIP: 55802-2093 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-08-12 0000066756 ALLETE INC ALE 0001304728 McMillan David J 30 WEST SUPERIOR STREET DULUTH MN 55802 0 1 0 0 SVP - External Affairs Common Stock 2015-08-12 4 M 0 4365 44.15 A 19508.13 D Common Stock 2015-08-12 4 S 0 4365 50.74 D 15143.18 D Common Stock 11620.46 I By RSOP Trust Employee Stock Option-Right to Buy 44.15 2015-08-12 4 M 0 4365 0 D 2016-02-01 Common Stock 4365 0 D Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, and the dividend equivalent feature of restricted stock grants pursuant to ALLETE's executive long-term incentive compensation plan, all based on plan information available as of July 31, 2015 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70-$50.76, inclusive. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above. Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of July 31, 2015. Option vested in three equal installments; one-third vested on February 1, 2007, one-third on February 1, 2008 and one -third on February 1, 2009. Ingrid K. Johnson for David J. McMillan 2015-08-13