0000066756-15-000089.txt : 20150813
0000066756-15-000089.hdr.sgml : 20150813
20150813150328
ACCESSION NUMBER: 0000066756-15-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150812
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLETE INC
CENTRAL INDEX KEY: 0000066756
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 410418150
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 W SUPERIOR ST
CITY: DULUTH
STATE: MN
ZIP: 55802-2093
BUSINESS PHONE: 2182795000
MAIL ADDRESS:
STREET 1: 30 W SUPERIOR STREET
CITY: DULUTH
STATE: MN
ZIP: 55802-2093
FORMER COMPANY:
FORMER CONFORMED NAME: ALLETE
DATE OF NAME CHANGE: 20000901
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA POWER INC
DATE OF NAME CHANGE: 19980603
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA POWER & LIGHT CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McMillan David J
CENTRAL INDEX KEY: 0001304728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03548
FILM NUMBER: 151050268
MAIL ADDRESS:
STREET 1: 30 WEST SUPERIOR STREET
CITY: DULUTH
STATE: MN
ZIP: 55802-2093
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-08-12
0000066756
ALLETE INC
ALE
0001304728
McMillan David J
30 WEST SUPERIOR STREET
DULUTH
MN
55802
0
1
0
0
SVP - External Affairs
Common Stock
2015-08-12
4
M
0
4365
44.15
A
19508.13
D
Common Stock
2015-08-12
4
S
0
4365
50.74
D
15143.18
D
Common Stock
11620.46
I
By RSOP Trust
Employee Stock Option-Right to Buy
44.15
2015-08-12
4
M
0
4365
0
D
2016-02-01
Common Stock
4365
0
D
Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, and the dividend equivalent feature of restricted stock grants pursuant to ALLETE's executive long-term incentive compensation plan, all based on plan information available as of July 31, 2015
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70-$50.76, inclusive. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of July 31, 2015.
Option vested in three equal installments; one-third vested on February 1, 2007, one-third on February 1, 2008 and one -third on February 1, 2009.
Ingrid K. Johnson for David J. McMillan
2015-08-13