0001127602-23-004033.txt : 20230208
0001127602-23-004033.hdr.sgml : 20230208
20230208170446
ACCESSION NUMBER: 0001127602-23-004033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230206
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patolawala Monish D
CENTRAL INDEX KEY: 0001815253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 23599970
MAIL ADDRESS:
STREET 1: 3M COMPANY
STREET 2: 3M CENTER, BLDG 220 09 E-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-06
0000066740
3M CO
MMM
0001815253
Patolawala Monish D
3M CENTER
ST. PAUL
MN
55144
1
EVP, CFO & Transformation Off
Common Stock
2023-02-06
4
A
0
12626.042
0
A
19324.042
D
Common Stock
2023-02-06
4
F
0
5788
0
D
13536.042
D
Restricted Stock Units
2023-02-07
4
A
0
12539
0
A
Common Stock
12539
12539
D
Non-qualified Stock Option (Right to Buy)
116.90
2023-02-07
4
A
0
65958
0
A
2024-02-07
2033-02-07
Common Stock
65958
65958
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified.
The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
The restricted stock units vest 100% three years from the grant date of February 7, 2023.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Monish D. Patolawala
2023-02-08