0001127602-23-004033.txt : 20230208 0001127602-23-004033.hdr.sgml : 20230208 20230208170446 ACCESSION NUMBER: 0001127602-23-004033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230206 FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patolawala Monish D CENTRAL INDEX KEY: 0001815253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 23599970 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG 220 09 E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-06 0000066740 3M CO MMM 0001815253 Patolawala Monish D 3M CENTER ST. PAUL MN 55144 1 EVP, CFO & Transformation Off Common Stock 2023-02-06 4 A 0 12626.042 0 A 19324.042 D Common Stock 2023-02-06 4 F 0 5788 0 D 13536.042 D Restricted Stock Units 2023-02-07 4 A 0 12539 0 A Common Stock 12539 12539 D Non-qualified Stock Option (Right to Buy) 116.90 2023-02-07 4 A 0 65958 0 A 2024-02-07 2033-02-07 Common Stock 65958 65958 D Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% three years from the grant date of February 7, 2023. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. /s/ Patricia L. Meagher, attorney-in-fact for Monish D. Patolawala 2023-02-08