0001127602-23-004020.txt : 20230208
0001127602-23-004020.hdr.sgml : 20230208
20230208165529
ACCESSION NUMBER: 0001127602-23-004020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230206
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dickson Zoe L
CENTRAL INDEX KEY: 0001865140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 23599833
MAIL ADDRESS:
STREET 1: 3M COMPANY
STREET 2: 3M CENTER, BLDG 220 09 E-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-06
0000066740
3M CO
MMM
0001865140
Dickson Zoe L
3M CENTER
ST. PAUL
MN
55144
1
EVP & Chief HR Officer
Common Stock
2023-02-06
4
A
0
1825.062
0
A
2754.9035
D
Common Stock
2023-02-06
4
F
0
483.425
0
D
2271.4785
D
Common Stock
268
I
401k/paesop Trust
Restricted Stock Units
2023-02-07
4
A
0
4192
0
A
Common Stock
4192
4192
D
Non-qualified Stock Option (Right to Buy)
116.90
2023-02-07
4
A
0
22050
0
A
2024-02-07
2033-02-07
Common Stock
22050
22050
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
The restricted stock units vest 100% three years from the grant date of February 7, 2023.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Zoe L. Dickson
2023-02-08