0001127602-21-015059.txt : 20210504 0001127602-21-015059.hdr.sgml : 20210504 20210504104522 ACCESSION NUMBER: 0001127602-21-015059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 21886662 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-03 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman and CEO Common Stock 2021-05-03 4 M 0 9747 87.89 A 73917.5329 D Common Stock 2021-05-03 4 S 0 6803 197.795 D 67114.5329 D Non-qualified Stock Option (Right to Buy) 87.89 2021-05-03 4 M 0 9747 0 D 2013-02-07 2022-02-07 Common Stock 9747 0 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012). /s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman 2021-05-04