0001127602-21-014899.txt : 20210503 0001127602-21-014899.hdr.sgml : 20210503 20210503153005 ACCESSION NUMBER: 0001127602-21-014899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fong Ivan K CENTRAL INDEX KEY: 0001342238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 21883258 MAIL ADDRESS: STREET 1: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-30 0000066740 3M CO MMM 0001342238 Fong Ivan K 3M CENTER ST. PAUL MN 55144-1000 1 Exec VP, Gen Counsel & Secret Common Stock 2021-04-30 4 M 0 12059 89.25 A 47872.4023 D Common Stock 2021-04-30 4 S 0 12059 198.46 D 35813.4023 D Non-qualified Stock Option (Right to Buy) 89.25 2021-04-30 4 M 0 12059 0 D 2015-11-01 2022-11-01 Common Stock 12059 23291 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021. Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. Includes shares acquired under 3M's General Employee Stock Purchase Plan. /s/ Patricia L. Meagher, attorney-in-fact for Ivan K. Fong 2021-05-03