0001127602-21-003870.txt : 20210203 0001127602-21-003870.hdr.sgml : 20210203 20210203201534 ACCESSION NUMBER: 0001127602-21-003870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 21588318 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-01 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman and CEO Common Stock 2021-02-01 4 A 0 14301.844 0 A 64197.9383 D Common Stock 2021-02-01 4 F 0 268.948 0 D 63928.9903 D Non-qualified Stock Option (Right to Buy) 175.02 2021-02-02 4 A 0 207302 0 A 2022-02-02 2031-02-01 Common Stock 207302 207302 D Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018, and July 2, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. /s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman 2021-02-03