0001127602-21-003864.txt : 20210203 0001127602-21-003864.hdr.sgml : 20210203 20210203200333 ACCESSION NUMBER: 0001127602-21-003864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patolawala Monish D CENTRAL INDEX KEY: 0001815253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 21588254 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG 220 09 E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-02 0000066740 3M CO MMM 0001815253 Patolawala Monish D 3M CENTER ST. PAUL MN 55144 1 Senior VP and CFO Restricted Stock Units 2021-02-02 4 A 0 6128 0 A Common Stock 6128 6128 D Non-qualified Stock Option (Right to Buy) 175.02 2021-02-02 4 A 0 42349 0 A 2022-02-02 2031-02-01 Common Stock 42349 42349 D Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% three years from the grant date of February 2, 2021. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. /s/ Patricia L. Meagher, attorney-in-fact for Monish D. Patolawala 2021-02-03