0001127602-21-003862.txt : 20210203
0001127602-21-003862.hdr.sgml : 20210203
20210203195703
ACCESSION NUMBER: 0001127602-21-003862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210203
DATE AS OF CHANGE: 20210203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludgate Kristen M
CENTRAL INDEX KEY: 0001727434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 21588228
MAIL ADDRESS:
STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL
STREET 2: 3M CENTER
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-01
0000066740
3M CO
MMM
0001727434
Ludgate Kristen M
3M CENTER
ST. PAUL
MN
55144
1
Senior Vice President
Common Stock
2021-02-01
4
A
0
857.47
0
A
3075.604
D
Common Stock
2021-02-01
4
F
0
417.816
0
D
2657.788
D
Restricted Stock Units
2021-02-02
4
A
0
2385
0
A
Common Stock
2385
2385
D
Non-qualified Stock Option (Right to Buy)
175.02
2021-02-02
4
A
0
16478
0
A
2022-02-02
2031-02-01
Common Stock
16478
16478
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
The restricted stock units vest 100% three years from the grant date of February 2, 2021.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Kristen M. Ludgate
2021-02-03