0001127602-21-003860.txt : 20210203
0001127602-21-003860.hdr.sgml : 20210203
20210203195108
ACCESSION NUMBER: 0001127602-21-003860
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210203
DATE AS OF CHANGE: 20210203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lavers Jeffrey R
CENTRAL INDEX KEY: 0001820595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 21588212
MAIL ADDRESS:
STREET 1: 3M COMPANY
STREET 2: 3M CENTER, BLDG 220 09 E-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-01
0000066740
3M CO
MMM
0001820595
Lavers Jeffrey R
3M CENTER
ST. PAUL
MN
55144
1
Executive Vice President
Common Stock
2021-02-01
4
A
0
761.731
0
A
5199.531
D
Common Stock
2021-02-01
4
F
0
376.749
0
D
4822.782
D
Common Stock
127
D
Common Stock
1378
I
By Spouse
Non-qualified Stock Option (Right to Buy)
175.02
2021-02-02
4
A
0
41086
0
A
2022-02-02
2031-02-01
Common Stock
41086
41086
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
These shares are jointly owned with spouse.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Jeffrey R. Lavers
2021-02-03