0001127602-20-021128.txt : 20200706 0001127602-20-021128.hdr.sgml : 20200706 20200706142636 ACCESSION NUMBER: 0001127602-20-021128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patolawala Monish D CENTRAL INDEX KEY: 0001815253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 201013114 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG 220 09 E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-07-01 0000066740 3M CO MMM 0001815253 Patolawala Monish D 3M CENTER ST. PAUL MN 55144 1 Senior VP and CFO Restricted Stock Units 2020-07-01 4 A 0 6524 0 A Common Stock 6524 6524 D Restricted Stock Units 2020-07-01 4 A 0 18039 0 A Common Stock 18039 18039 D Non-qualified Stock Option (Right to Buy) 155.43 2020-07-01 4 A 0 36027 0 A 2021-07-01 2030-06-30 Common Stock 36027 36027 D Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% five years from the grant date of July 1, 2020. The restricted stock units vest in three equal annual installments beginning July 1, 2021. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. /s/ Patricia L. Meagher, attorney-in-fact for Monish D. Patolawala 2020-07-06