0001127602-20-015201.txt : 20200504 0001127602-20-015201.hdr.sgml : 20200504 20200504163648 ACCESSION NUMBER: 0001127602-20-015201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 20845392 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-05-01 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman, President & CEO Common Stock 2020-05-01 4 M 0 10067 89.47 A 57867.9917 D Common Stock 2020-05-01 4 S 0 310 148.697 D 57557.9917 D Common Stock 2020-05-01 4 S 0 7584 148.6987 D 49973.9917 D Non-qualified Stock Option (Right to Buy) 89.47 2020-05-01 4 M 0 2483 0 D 2012-02-08 2021-02-08 Common Stock 2483 7584 D Non-qualified Stock Option (Right to Buy) 89.47 2020-05-01 4 M 0 7584 0 D 2012-02-08 2021-02-08 Common Stock 7584 0 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. /s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman 2020-05-04