0001127602-20-004024.txt : 20200206
0001127602-20-004024.hdr.sgml : 20200206
20200206170449
ACCESSION NUMBER: 0001127602-20-004024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200204
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banovetz John Patrick
CENTRAL INDEX KEY: 0001711228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 20583487
MAIL ADDRESS:
STREET 1: 3M CENTER
CITY: MAPLEWOOD
STATE: MN
ZIP: 55144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-04
0000066740
3M CO
MMM
0001711228
Banovetz John Patrick
3M CENTER
MAPLEWOOD
MN
55144
1
Senior Vice President
Common Stock
2020-02-04
4
A
0
3934.082
0
A
8985.9397
D
Common Stock
2020-02-04
4
F
0
1458.086
0
D
7527.8537
D
Non-qualified Stock Option (Right to Buy)
157.24
2020-02-04
4
A
0
31545
0
A
2021-02-04
2030-02-03
Common Stock
31545
31545
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share awards made to the reporting person on March 1, 2017, and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to these shares until they are issued.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for John Banovetz
2020-02-06