0001127602-19-034009.txt : 20191202 0001127602-19-034009.hdr.sgml : 20191202 20191202175658 ACCESSION NUMBER: 0001127602-19-034009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191202 DATE AS OF CHANGE: 20191202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 191264144 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-29 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman, President & CEO Common Stock 2019-11-29 4 M 0 12646 169.77 A 45288.3905 D Common Stock 2019-11-29 4 F 0 6222 169.77 D 39066.3905 D Restricted Stock Units 2019-11-29 4 M 0 12646 0 D Common Stock 12646 0 D Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting date. The restricted stock units vest 100% five years from the grant date of December 1, 2014. /s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman 2019-12-02