0001127602-19-015132.txt : 20190410 0001127602-19-015132.hdr.sgml : 20190410 20190410095039 ACCESSION NUMBER: 0001127602-19-015132 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190410 DATE AS OF CHANGE: 20190410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutherford Denise R CENTRAL INDEX KEY: 0001771999 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 19740734 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2019-04-01 0 0000066740 3M CO MMM 0001771999 Rutherford Denise R 3M CENTER MAPLEWOOD MN 55144 1 Senior Vice President Common Stock 9980.2971 D Common Stock 2394 I By 401k/paesop Trust Common Stock 122 I By Spouse Non-qualified Stock Option (Right to Buy) 126.72 2015-02-04 2024-02-02 Common Stock 9592 D Non-qualified Stock Option (Right to Buy) 165.94 2016-02-03 2025-02-03 Common Stock 9571 D Non-qualified Stock Option (Right to Buy) 147.87 2017-02-02 2026-02-02 Common Stock 10228 D Non-qualified Stock Option (Right to Buy) 175.76 2018-02-07 2027-02-06 Common Stock 10033 D Non-qualified Stock Option (Right to Buy) 233.63 2019-02-06 2028-02-04 Common Stock 7087 D Non-qualified Stock Option (Right to Buy) 201.12 2020-02-05 2029-02-04 Common Stock 7207 D Non-qualified Stock Option (Right to Buy) 126.72 2015-02-04 2024-02-04 Common Stock 605 I By Spouse Non-qualified Stock Option (Right to Buy) 165.94 2016-02-03 2025-02-03 Common Stock 1135 I By Spouse Non-qualified Stock Option (Right to Buy) 147.87 2017-02-02 2026-02-02 Common Stock 501 I By Spouse Non-qualified Stock Option (Right to Buy) 175.76 2018-02-06 2027-02-06 Common Stock 1185 I By Spouse Non-qualified Stock Option (Right to Buy) 233.63 2019-02-06 2028-02-04 Common Stock 447 I By Spouse Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes shares acquired pursuant to the 3M Voluntary Investment Plan. /s/ Sheila B. Claugherty, attorney-in-fact for Ms. Rutherford 2019-04-10