0001127602-19-007052.txt : 20190220
0001127602-19-007052.hdr.sgml : 20190220
20190220125555
ACCESSION NUMBER: 0001127602-19-007052
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ashish Khandpur K
CENTRAL INDEX KEY: 0001614139
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 19617668
MAIL ADDRESS:
STREET 1: 3M COMPANY LEGAL AFFAIRS
STREET 2: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2019-02-05
2019-02-07
0000066740
3M CO
MMM
0001614139
Ashish Khandpur K
3M CENTER
ST. PAUL
MN
55144-1000
1
Executive Vice President
Common Stock
2019-02-05
4
A
0
4648.144
0
A
10499.2672
D
Common Stock
2019-02-05
4
F
0
172.581
0
D
10326.6862
D
Common Stock
752
I
by Spouse
Common Stock
787
I
Spouse 401k/paesop
Incentive Stock Option (Right to Buy)
201.12
2019-02-05
4
A
0
51127
0
A
2020-02-05
2029-02-04
Common Stock
51127
51127
D
On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
/s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur
2019-02-19