0001127602-19-007043.txt : 20190220 0001127602-19-007043.hdr.sgml : 20190220 20190220124153 ACCESSION NUMBER: 0001127602-19-007043 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammes Eric D. CENTRAL INDEX KEY: 0001610493 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 19617632 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2019-02-05 2019-02-07 0000066740 3M CO MMM 0001610493 Hammes Eric D. 3M CENTER ST. PAUL MN 55144-1000 1 Senior Vice President Common Stock 2019-02-05 4 A 0 3486.455 0 A 7897.2889 D Common Stock 2019-02-05 4 F 0 1615 0 D 6282.2889 D Incentive Stock Option (Right to Buy) 201.12 2019-02-05 4 A 0 19904 0 A 2020-02-05 2029-02-04 Common Stock 19904 19904 D On February 7, 2019, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2016 and 2017 performance shares awarded to the reporting person. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Includes shares acquired under 3M's General Employee Stock Purchase Plan. /s/ Sheila B. Claugherty, attorney-in-fact for Eric D. Hammes 2019-02-19