0001127602-19-006791.txt : 20190219 0001127602-19-006791.hdr.sgml : 20190219 20190219161529 ACCESSION NUMBER: 0001127602-19-006791 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190205 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauman James L CENTRAL INDEX KEY: 0001628097 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 19615151 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2019-02-05 2019-02-07 0000066740 3M CO MMM 0001628097 Bauman James L 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2019-02-05 4 A 0 6828.905 0 A 24578.6483 D Common Stock 2019-02-05 4 F 0 216.569 0 D 24362.0793 D Common Stock 195 I By Daughter Incentive Stock Option (Right to Buy) 201.12 2019-02-05 4 A 0 33172 0 A 2020-02-05 2029-02-04 Common Stock 33172 33172 D On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Includes shares acquired under 3M's General Employee Stock Purchase Plan. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. /s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman 2019-02-19