0001127602-19-005578.txt : 20190213 0001127602-19-005578.hdr.sgml : 20190213 20190213140204 ACCESSION NUMBER: 0001127602-19-005578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190211 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauman James L CENTRAL INDEX KEY: 0001628097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 19596110 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-11 0000066740 3M CO MMM 0001628097 Bauman James L 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2019-02-11 4 M 0 16065 78.72 A 40467.8483 D Common Stock 2019-02-11 4 S 0 11390 200.22 D 29077.8483 D Common Stock 2019-02-11 4 S 0 1183 200.24 D 27894.8483 D Common Stock 2019-02-11 4 S 0 20 200.25 D 27874.8483 D Common Stock 2019-02-11 4 S 0 400 200.26 D 27474.8483 D Common Stock 2019-02-11 4 S 0 851 200.27 D 26623.8483 D Common Stock 2019-02-11 4 S 0 619 200.28 D 26004.8483 D Common Stock 2019-02-11 4 S 0 883 200.30 D 25121.8483 D Common Stock 2019-02-11 4 S 0 19 200.31 D 25102.8483 D Common Stock 2019-02-11 4 S 0 700 200.33 D 24402.8483 D Non-qualified Stock Option (Right to Buy) 78.72 2019-02-11 4 M 0 16065 0 D 2011-02-09 2020-02-07 Common Stock 16065 0 D Includes shares acquired under 3M's General Employee Stock Purchase Plan. /s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman 2019-02-13