0001127602-19-004426.txt : 20190207
0001127602-19-004426.hdr.sgml : 20190207
20190207122850
ACCESSION NUMBER: 0001127602-19-004426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gangestad Nicholas C
CENTRAL INDEX KEY: 0001515709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 19574269
MAIL ADDRESS:
STREET 1: 3M CENTER-OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-05
0000066740
3M CO
MMM
0001515709
Gangestad Nicholas C
3M CENTER
ST. PAUL
MN
55144-1000
1
Sr. VP & CFO
Common Stock
2019-02-05
4
A
0
11010.18
0
A
37844.1174
D
Common Stock
2019-02-05
4
F
0
2653.361
0
D
35190.7564
D
Incentive Stock Option (Right to Buy)
201.12
2019-02-05
4
A
0
53232
0
A
2020-02-05
2029-02-04
Common Stock
53232
53232
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.
/s/ Sheila B. Claugherty, attorney-in-fact for Nicholas C. Gangestad
2019-02-07