0001127602-19-004417.txt : 20190207
0001127602-19-004417.hdr.sgml : 20190207
20190207121452
ACCESSION NUMBER: 0001127602-19-004417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bauman James L
CENTRAL INDEX KEY: 0001628097
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 19574201
MAIL ADDRESS:
STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL
STREET 2: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-05
0000066740
3M CO
MMM
0001628097
Bauman James L
3M CENTER
ST. PAUL
MN
55144-1000
1
Executive Vice President
Common Stock
2019-02-05
4
A
0
6828.905
0
A
24578.6483
D
Common Stock
2019-02-05
4
F
0
175.8
0
D
24402.8483
D
Common Stock
195
I
By Daughter
Incentive Stock Option (Right to Buy)
201.12
2019-02-05
4
A
0
33172
0
A
2020-02-05
2029-02-04
Common Stock
33172
33172
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
/s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman
2019-02-07