0001127602-19-004370.txt : 20190207
0001127602-19-004370.hdr.sgml : 20190207
20190207102345
ACCESSION NUMBER: 0001127602-19-004370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banovetz John Patrick
CENTRAL INDEX KEY: 0001711228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 19573800
MAIL ADDRESS:
STREET 1: 3M CENTER
CITY: MAPLEWOOD
STATE: MN
ZIP: 55144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-05
0000066740
3M CO
MMM
0001711228
Banovetz John Patrick
3M CENTER
MAPLEWOOD
MN
55144
1
Sr Vice President
Common Stock
2019-02-05
4
A
0
2673.548
0
A
5437.5126
D
Common Stock
2019-02-05
4
F
0
663.728
0
D
4773.7846
D
Incentive Stock Option (Right to Buy)
201.12
2019-02-05
4
A
0
19341
0
A
2020-02-05
2029-02-04
Common Stock
19341
19341
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016 and 7/3/2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
/s/ Sheila B. Claugherty, attorney-in-fact for Mr. Banovetz
2019-02-07