0001127602-18-007561.txt : 20180221 0001127602-18-007561.hdr.sgml : 20180221 20180221163127 ACCESSION NUMBER: 0001127602-18-007561 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180206 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludgate Kristen M CENTRAL INDEX KEY: 0001727434 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 18628863 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2018-02-06 2018-02-08 0000066740 3M CO MMM 0001727434 Ludgate Kristen M 3M CENTER ST. PAUL MN 55144 1 Sr Vice President Common Stock 2018-02-06 4 A 0 499.945 0 A 1235.5828 D Common Stock 2018-02-06 4 F 0 251 0 D 984.5828 D Non-qualified Stock Option (Right to Buy) 233.63 2018-02-06 4 A 0 5518 0 A 2019-02-06 2028-02-04 Common Stock 5518 5518 D On February 8, 2018, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2015 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. /s/ Sheila B. Claugherty, attorney-in-fact for Ms. Ludgate 2018-02-21