0001127602-18-004661.txt : 20180208
0001127602-18-004661.hdr.sgml : 20180208
20180208172607
ACCESSION NUMBER: 0001127602-18-004661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180206
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gangestad Nicholas C
CENTRAL INDEX KEY: 0001515709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 18586726
MAIL ADDRESS:
STREET 1: 3M CENTER-OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-06
0000066740
3M CO
MMM
0001515709
Gangestad Nicholas C
3M CENTER
ST. PAUL
MN
55144-1000
1
Sr. VP & CFO
Common Stock
2018-02-06
4
A
0
9178.159
0
A
29558.8963
D
Common Stock
2018-02-06
4
F
0
3204
0
D
26354.8963
D
Non-qualified Stock Option (Right to Buy)
233.63
2018-02-06
4
A
0
56191
0
A
2019-02-06
2028-02-04
Common Stock
56191
56191
D
Represents shares of 3M common stock that, except as otherwise noted below, will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 25% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to such shares until they are issued. The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).
/s/ Sheila B. Claugherty, attorney-in-fact for Nicholas C. Gangestad
2018-02-08