0001127602-18-004572.txt : 20180208
0001127602-18-004572.hdr.sgml : 20180208
20180208154238
ACCESSION NUMBER: 0001127602-18-004572
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180206
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banovetz John Patrick
CENTRAL INDEX KEY: 0001711228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 18585566
MAIL ADDRESS:
STREET 1: 3M CENTER
CITY: MAPLEWOOD
STATE: MN
ZIP: 55144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-06
0000066740
3M CO
MMM
0001711228
Banovetz John Patrick
3M CENTER
MAPLEWOOD
MN
55144
1
Sr Vice President
Common Stock
2018-02-06
4
A
0
1209.84
0
A
3138.3359
D
Common Stock
2018-02-06
4
F
0
557
0
D
2581.3359
D
Non-qualified Stock Option (Right to Buy)
233.63
2018-02-06
4
A
0
15438
0
A
2019-02-06
2028-02-04
Common Stock
15438
15438
D
Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on May 1, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).
/s/ Sheila B. Claugherty, attorney-in-fact for Mr. Banovetz
2018-02-08