0001127602-18-004239.txt : 20180206
0001127602-18-004239.hdr.sgml : 20180206
20180206120145
ACCESSION NUMBER: 0001127602-18-004239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180202
FILED AS OF DATE: 20180206
DATE AS OF CHANGE: 20180206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roman Michael F
CENTRAL INDEX KEY: 0001577544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 18576772
MAIL ADDRESS:
STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL
STREET 2: 3M CENTER
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-02
0000066740
3M CO
MMM
0001577544
Roman Michael F
3M CENTER
ST. PAUL
MN
55144-1000
1
Executive Vice President
Common Stock
2018-02-02
4
M
0
4146
77.18
A
16208.159
D
Common Stock
2018-02-02
4
S
0
100
246.59
D
16108.159
D
Common Stock
2018-02-02
4
S
0
100
246.61
D
16008.159
D
Common Stock
2018-02-02
4
S
0
200
246.62
D
15808.159
D
Common Stock
2018-02-02
4
S
0
300
246.63
D
15508.159
D
Common Stock
2018-02-02
4
S
0
100
246.64
D
15408.159
D
Common Stock
2018-02-02
4
S
0
300
246.65
D
15108.159
D
Common Stock
2018-02-02
4
S
0
2146
246.6575
D
12962.159
D
Common Stock
2018-02-02
4
S
0
800
246.66
D
12162.159
D
Common Stock
2018-02-02
4
S
0
100
246.69
D
12062.159
D
Common Stock
2018-02-02
4
M
0
2458
77.18
A
14520.159
D
Non-qualified Stock Option (Right to Buy)
77.18
2018-02-02
4
M
0
4146
0
D
2009-05-13
2018-05-13
Common Stock
4146
2458
D
Non-qualified Stock Option (Right to Buy)
77.18
2018-02-02
4
M
0
2458
0
D
2009-05-13
2018-05-13
Common Stock
2458
0
D
This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
/s/ Sheila B. Claugherty, attorney-in-fact for Michael F. Roman
2018-02-05