0001127602-18-004239.txt : 20180206 0001127602-18-004239.hdr.sgml : 20180206 20180206120145 ACCESSION NUMBER: 0001127602-18-004239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180206 DATE AS OF CHANGE: 20180206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 18576772 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-02 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2018-02-02 4 M 0 4146 77.18 A 16208.159 D Common Stock 2018-02-02 4 S 0 100 246.59 D 16108.159 D Common Stock 2018-02-02 4 S 0 100 246.61 D 16008.159 D Common Stock 2018-02-02 4 S 0 200 246.62 D 15808.159 D Common Stock 2018-02-02 4 S 0 300 246.63 D 15508.159 D Common Stock 2018-02-02 4 S 0 100 246.64 D 15408.159 D Common Stock 2018-02-02 4 S 0 300 246.65 D 15108.159 D Common Stock 2018-02-02 4 S 0 2146 246.6575 D 12962.159 D Common Stock 2018-02-02 4 S 0 800 246.66 D 12162.159 D Common Stock 2018-02-02 4 S 0 100 246.69 D 12062.159 D Common Stock 2018-02-02 4 M 0 2458 77.18 A 14520.159 D Non-qualified Stock Option (Right to Buy) 77.18 2018-02-02 4 M 0 4146 0 D 2009-05-13 2018-05-13 Common Stock 4146 2458 D Non-qualified Stock Option (Right to Buy) 77.18 2018-02-02 4 M 0 2458 0 D 2009-05-13 2018-05-13 Common Stock 2458 0 D This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares). Includes shares acquired under 3M's General Employee Stock Purchase Plan. /s/ Sheila B. Claugherty, attorney-in-fact for Michael F. Roman 2018-02-05