0001127602-18-003940.txt : 20180205 0001127602-18-003940.hdr.sgml : 20180205 20180205152349 ACCESSION NUMBER: 0001127602-18-003940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauman James L CENTRAL INDEX KEY: 0001628097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 18574044 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-02 0000066740 3M CO MMM 0001628097 Bauman James L 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2018-02-02 4 M 0 11660 54.11 A 24275.94 D Common Stock 2018-02-02 4 S 0 989 246.84 D 23286.94 D Common Stock 2018-02-02 4 S 0 1100 247.22 D 22186.94 D Common Stock 2018-02-02 4 S 0 125 247.25 D 22061.94 D Common Stock 2018-02-02 4 S 0 600 247.28 D 21461.94 D Common Stock 2018-02-02 4 S 0 589 247.36 D 20872.94 D Common Stock 2018-02-02 4 S 0 27 247.40 D 20845.94 D Common Stock 2018-02-02 4 S 0 600 247.43 D 20245.94 D Common Stock 2018-02-02 4 S 0 888 247.50 D 19357.94 D Common Stock 2018-02-02 4 S 0 100 247.525 D 19257.94 D Common Stock 2018-02-02 4 S 0 100 247.53 D 19157.94 D Common Stock 2018-02-02 4 S 0 312 247.54 D 18845.94 D Common Stock 2018-02-02 4 S 0 350 247.64 D 18495.94 D Common Stock 2018-02-02 4 S 0 101 247.67 D 18394.94 D Common Stock 2018-02-02 4 S 0 200 247.68 D 18194.94 D Common Stock 2018-02-02 4 S 0 200 247.69 D 17994.94 D Common Stock 2018-02-02 4 S 0 100 247.70 D 17894.94 D Common Stock 2018-02-02 4 S 0 515 247.71 D 17379.94 D Common Stock 2018-02-02 4 S 0 213 247.74 D 17166.94 D Common Stock 2018-02-02 4 S 0 100 247.75 D 17066.94 D Common Stock 2018-02-02 4 S 0 225 247.76 D 16841.94 D Common Stock 2018-02-02 4 S 0 200 247.77 D 16641.94 D Common Stock 2018-02-02 4 S 0 100 247.80 D 16541.94 D Common Stock 2018-02-02 4 S 0 100 247.83 D 16441.94 D Common Stock 2018-02-02 4 S 0 400 247.84 D 16041.94 D Common Stock 2018-02-02 4 S 0 100 247.85 D 15941.94 D Common Stock 2018-02-02 4 S 0 100 247.86 D 15841.94 D Common Stock 2018-02-02 4 S 0 300 247.87 D 15541.94 D Common Stock 2018-02-02 4 S 0 100 247.89 D 15441.94 D Common Stock 195 I By Daughter The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. 1 of 3 /s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman 2018-02-05