0001127602-17-023475.txt : 20170711 0001127602-17-023475.hdr.sgml : 20170711 20170711114841 ACCESSION NUMBER: 0001127602-17-023475 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170701 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banovetz John Patrick CENTRAL INDEX KEY: 0001711228 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 17959374 MAIL ADDRESS: STREET 1: 3M CENTER CITY: MAPLEWOOD STATE: MN ZIP: 55144 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2017-07-01 0 0000066740 3M CO MMM 0001711228 Banovetz John Patrick 3M CENTER MAPLEWOOD MN 55144 1 Sr Vice President Common Stock 1272.6722 D Common Stock 492 I by spouse Restricted Stock Units Common Stock 204 D Non-qualified Stock Option (Right to Buy) 78.72 2011-02-09 2020-02-07 Common Stock 1040 D Non-qualified Stock Option (Right to Buy) 89.47 2012-02-08 2021-02-08 Common Stock 2228 D Non-qualified Stock Option (Right to Buy) 87.89 2013-02-07 2022-02-07 Common Stock 3236 D Non-qualified Stock Option (Right to Buy) 101.49 2014-02-05 2023-02-03 Common Stock 3145 D Non-qualified Stock Option (Right to Buy) 126.72 2015-02-04 2024-02-02 Common Stock 2921 D Non-qualified Stock Option (Right to Buy) 165.94 2016-02-03 2025-02-03 Common Stock 4222 D Non-qualified Stock Option (Right to Buy) 147.87 2017-02-02 2026-02-02 Common Stock 6828 D Non-qualified Stock Option (Right to Buy) 175.76 2018-02-07 2027-02-06 Common Stock 6935 D Includes shares acquired under 3M's General Employee Stock Purchase Plan. The Restricted Stock Units will vest on February 3, 2018. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/2/2016). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). /s/ Sheila B. Claugherty, attorney-in-fact for Mr. Banovetz 2017-07-11 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POA LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby constitutes and appoints each of Sheila B. Claugherty, Michael M. Dai, Patricia L. Meagher,and Gregg M. Larson, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of 3M Company, a Delaware corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the above named attorneys-in-fact and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor either of such attorneys-in- fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6th day of July, 2017. /s/ John Banovetz Document role no. 1363 /2017 S I hereby certify that this document was signed in my presence by Dr. John Banovetz, born May 16, 1967, resident at 5335 Garfield Avenue, 55419 Minneapolis, Minnesota, USA identified by his official identity card. Dusseldorf, July 6th, 2017 /s/ Dr. Jens Heinig, notary candidate, as official representative of Dr. Hans-Christoph Schuller