0001127602-17-018755.txt : 20170519 0001127602-17-018755.hdr.sgml : 20170519 20170519120002 ACCESSION NUMBER: 0001127602-17-018755 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170518 FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGrath Marlene Mary CENTRAL INDEX KEY: 0001546559 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 17856947 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2017-05-18 2017-05-19 0000066740 3M CO MMM 0001546559 McGrath Marlene Mary 3M CENTER ST. PAUL MN 55144-1000 1 Senior VP - Human Resources Common Stock 2017-05-18 4 M 0 3573 89.47 A 24480 D Common Stock 2017-05-18 4 S 0 56 194.9301 D 24424 D Common Stock 2017-05-18 4 S 0 1300 194.931 D 23124 D Common Stock 2017-05-18 4 S 0 100 194.94 D 23024 D Common Stock 2017-05-18 4 S 0 700 194.942 D 22324 D Common Stock 2017-05-18 4 S 0 1417 194.9556 D 20905 D Common Stock 2017-05-18 4 M 0 5360 87.89 A 26267 D Common Stock 2017-05-18 4 S 0 589 194.79 D 25678 D Common Stock 2017-05-18 4 S 0 200 194.80 D 25478 D Common Stock 2017-05-18 4 S 0 971 194.8155 D 24507 D Common Stock 2017-05-18 4 S 0 300 194.82 D 24207 D Common Stock 2017-05-18 4 S 0 200 194.83 D 24007 D Common Stock 2017-05-18 4 S 0 1100 194.84 D 22907 D Common Stock 2017-05-18 4 S 0 600 194.8401 D 22307 D Common Stock 2017-05-18 4 S 0 200 194.841 D 22107 D Common Stock 2017-05-18 4 S 0 300 194.845 D 21807 D Common Stock 2017-05-18 4 S 0 400 194.853 D 21407 D Common Stock 2017-05-18 4 S 0 500 194.865 D 20907 D Non-qualified Stock Option (Right to Buy) 89.47 2017-05-18 4 M 0 3573 0 D 2012-02-08 2021-02-08 Common Stock 3573 0 D Non-qualified Stock Option (Right to Buy) 87.89 2017-05-18 4 M 0 5360 0 D 2013-02-07 2022-02-07 Common Stock 5360 0 D Due to an error caused by a third-party vendor, the reporting person in refiling a report filed earlier today, solely to correct the total holding reported in column 5 of Table 1. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). /s/ Sheila B. Claugherty, attorney-in-fact for Marlene M. McGrath 2017-05-19