0001127602-17-007814.txt : 20170222 0001127602-17-007814.hdr.sgml : 20170222 20170222182803 ACCESSION NUMBER: 0001127602-17-007814 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashish Khandpur K CENTRAL INDEX KEY: 0001614139 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 17630077 MAIL ADDRESS: STREET 1: 3M COMPANY LEGAL AFFAIRS STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2017-02-07 2017-02-09 0000066740 3M CO MMM 0001614139 Ashish Khandpur K 3M CENTER ST. PAUL MN 55144-1000 1 Sr. VP, Chief Tech. Officer Common Stock 2017-02-07 4 A 0 4763.471 0 A 5888.0262 D Common Stock 2017-02-07 4 F 0 2318 0 D 3570.0262 D Common Stock 752 I by Spouse Common Stock 751 I Spouse 401k/paesop Non-qualified Stock Option (Right to Buy) 175.76 2017-02-07 4 A 0 29803 0 A 2018-02-07 2027-02-08 Common Stock 29803 29803 D On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. /s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur 2017-02-22