0001127602-16-065866.txt : 20161102 0001127602-16-065866.hdr.sgml : 20161102 20161102163540 ACCESSION NUMBER: 0001127602-16-065866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fong Ivan K CENTRAL INDEX KEY: 0001342238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 161968328 MAIL ADDRESS: STREET 1: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0000066740 3M CO MMM 0001342238 Fong Ivan K 3M CENTER ST. PAUL MN 55144-1000 1 Sr. VP, Legal & Gen. Counsel Common Stock 2016-11-01 4 M 0 11205 164.25 A 22482 D Common Stock 2016-11-01 4 F 0 5401 164.25 D 17081 D Restricted Stock Units 2016-11-01 4 M 0 11205 0 D Common Stock 11205 0 D Includes shares acquired under 3M's General Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units will vest 100% on 11/1/2016. /s/ Sheila B. Claugherty, attorney-in-fact for Ivan K. Fong 2016-11-02