0001127602-16-052118.txt : 20160513 0001127602-16-052118.hdr.sgml : 20160513 20160513130028 ACCESSION NUMBER: 0001127602-16-052118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Jesse G CENTRAL INDEX KEY: 0001594032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 161647207 MAIL ADDRESS: STREET 1: 3M CENTER BLDG 0220-09-E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-12 0000066740 3M CO MMM 0001594032 Singh Jesse G 3M CENTER ST. PAUL MN 55144-1000 1 Senior Vice President Common Stock 2016-05-12 4 S 0 100 169.92 D 6339 D Common Stock 2016-05-12 4 S 0 300 169.93 D 6039 D Common Stock 2016-05-12 4 S 0 400 169.94 D 5639 D Common Stock 2016-05-12 4 S 0 100 169.96 D 5539 D Common Stock 2016-05-12 4 S 0 964 169.97 D 4575 D Common Stock 2016-05-12 4 M 0 10922 89.47 A 15497 D Common Stock 2016-05-12 4 S 0 522 169.88 D 14975 D Common Stock 2016-05-12 4 S 0 100 169.905 D 14875 D Common Stock 2016-05-12 4 S 0 10300 169.96 D 4575 D Common Stock 2016-05-12 4 M 0 12497 87.89 A 17072 D Common Stock 2016-05-12 4 S 0 97 169.84 D 16975 D Common Stock 2016-05-12 4 S 0 100 169.86 D 16875 D Common Stock 2016-05-12 4 S 0 200 169.895 D 16675 D Common Stock 2016-05-12 4 S 0 200 169.91 D 16475 D Common Stock 2016-05-12 4 S 0 100 169.94 D 16375 D Common Stock 2016-05-12 4 S 0 11700 169.95 D 4675 D Common Stock 2016-05-12 4 S 0 100 170.035 D 4575 D Common Stock 2016-05-12 4 M 0 9795 101.49 A 14370 D Common Stock 2016-05-12 4 S 0 95 169.99 D 14275 D Common Stock 2016-05-12 4 S 0 6800 170.005 D 7475 D Common Stock 2016-05-12 4 S 0 2600 170.01 D 4875 D Common Stock 2016-05-12 4 S 0 300 170.03 D 4575 D Non-qualified Stock Option (Right to Buy) 78.72 2016-05-12 4 M 0 8906 0 D 2011-02-09 2020-02-07 Common Stock 8906 0 D Non-qualified Stock Option (Right to Buy) 78.72 2016-05-12 4 M 0 3564 0 D 2011-02-09 2020-02-07 Common Stock 3564 0 D Non-qualified Stock Option (Right to Buy) 89.47 2016-05-12 4 M 0 10922 0 D 2012-02-08 2021-02-08 Common Stock 10922 0 D Non-qualified Stock Option (Right to Buy) 87.89 2016-05-12 4 M 0 12497 0 D 2013-02-07 2022-02-07 Common Stock 12497 0 D Non-qualified Stock Option (Right to Buy) 101.49 2016-05-12 4 M 0 9795 0 D 2014-02-05 2023-02-03 Common Stock 9795 0 D This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). 2 of 2 /s/ Sheila B. Claugherty, attorney-in-fact for Jesse G. Singh 2016-05-13