0001127602-16-039584.txt : 20160204
0001127602-16-039584.hdr.sgml : 20160204
20160204170233
ACCESSION NUMBER: 0001127602-16-039584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160202
FILED AS OF DATE: 20160204
DATE AS OF CHANGE: 20160204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ashish Khandpur K
CENTRAL INDEX KEY: 0001614139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 161389126
MAIL ADDRESS:
STREET 1: 3M COMPANY LEGAL AFFAIRS
STREET 2: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-02
0000066740
3M CO
MMM
0001614139
Ashish Khandpur K
3M CENTER
ST. PAUL
MN
55144-1000
1
Sr. VP, Chief Tech. Officer
Common Stock
2016-02-02
4
A
0
4155.351
0
A
5106
D
Common Stock
2016-02-02
4
F
0
1420
0
D
3686
D
Common Stock
732
I
Spouse 401k/paesop
Non-qualified Stock Option (Right to Buy)
147.87
2016-02-02
4
A
0
29392
0
A
2017-02-02
2026-02-02
Common Stock
29392
29392
D
Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on 3/1/2013 and 7/1/2104. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/2/2016).
/s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur
2016-02-04