0001127602-15-029771.txt : 20151029
0001127602-15-029771.hdr.sgml : 20151029
20151029131507
ACCESSION NUMBER: 0001127602-15-029771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150814
FILED AS OF DATE: 20151029
DATE AS OF CHANGE: 20151029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ashish Khandpur K
CENTRAL INDEX KEY: 0001614139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 151182979
MAIL ADDRESS:
STREET 1: 3M COMPANY LEGAL AFFAIRS
STREET 2: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-08-14
0000066740
3M CO
MMM
0001614139
Ashish Khandpur K
3M CENTER
ST. PAUL
MN
55144-1000
1
Sr. VP, Chief Tech. Officer
Common Stock
2015-10-28
4
M
0
309
101.49
A
1061
D
Common Stock
2015-10-28
4
S
0
309
156.49
D
752
D
Common Stock
2015-10-28
4
M
0
155
126.72
A
907
D
Common Stock
2015-10-28
4
S
0
155
156.49
D
752
D
Common Stock
752
I
by Spouse
Common Stock
728
I
Spouse 401k/paesop
Restricted Stock Units
2015-08-14
4
J
0
85
D
Common Stock
85
0
I
by Spouse
Restricted Stock Units
2015-08-14
4
J
0
93
D
Common Stock
93
0
I
by Spouse
Non-qualified Stock Option (Right to Buy)
101.49
2015-08-14
4
J
0
156
0
D
2014-02-05
2023-02-03
Common Stock
156
309
I
by Spouse
Non-qualified Stock Option (Right to Buy)
126.72
2015-08-14
4
J
0
313
0
D
2015-02-04
2024-02-02
Common Stock
313
155
I
by Spouse
Non-qualified Stock Option (Right to Buy)
101.49
2015-10-28
4
M
0
309
0
D
2014-02-05
2023-02-03
Common Stock
309
0
I
by Spouse
Non-qualified Stock Option (Right to Buy)
126.72
2015-10-28
4
M
0
155
0
D
2015-02-04
2024-02-02
Common Stock
155
0
I
by Spouse
Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
On August 14, 2015, the Issuer cancelled the option of 85 shares of 3M Common Stock granted to the reporting person on 2/4/2014, due to termination of service.
The restricted stock units will vest on 2/4/2017.
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
On August 14, 2015, the Issuer cancelled the option of 93 shares of 3M Common Stock granted to the reporting person on 2/5/2013, due to termination of service.
The restricted stock units will vest on 2/5/2016.
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
On August 14, 2015, due to termination of service, the unvested portion of the option could not be exercised.
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).
/s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur
2015-10-29