0001127602-15-029771.txt : 20151029 0001127602-15-029771.hdr.sgml : 20151029 20151029131507 ACCESSION NUMBER: 0001127602-15-029771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150814 FILED AS OF DATE: 20151029 DATE AS OF CHANGE: 20151029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashish Khandpur K CENTRAL INDEX KEY: 0001614139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 151182979 MAIL ADDRESS: STREET 1: 3M COMPANY LEGAL AFFAIRS STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-08-14 0000066740 3M CO MMM 0001614139 Ashish Khandpur K 3M CENTER ST. PAUL MN 55144-1000 1 Sr. VP, Chief Tech. Officer Common Stock 2015-10-28 4 M 0 309 101.49 A 1061 D Common Stock 2015-10-28 4 S 0 309 156.49 D 752 D Common Stock 2015-10-28 4 M 0 155 126.72 A 907 D Common Stock 2015-10-28 4 S 0 155 156.49 D 752 D Common Stock 752 I by Spouse Common Stock 728 I Spouse 401k/paesop Restricted Stock Units 2015-08-14 4 J 0 85 D Common Stock 85 0 I by Spouse Restricted Stock Units 2015-08-14 4 J 0 93 D Common Stock 93 0 I by Spouse Non-qualified Stock Option (Right to Buy) 101.49 2015-08-14 4 J 0 156 0 D 2014-02-05 2023-02-03 Common Stock 156 309 I by Spouse Non-qualified Stock Option (Right to Buy) 126.72 2015-08-14 4 J 0 313 0 D 2015-02-04 2024-02-02 Common Stock 313 155 I by Spouse Non-qualified Stock Option (Right to Buy) 101.49 2015-10-28 4 M 0 309 0 D 2014-02-05 2023-02-03 Common Stock 309 0 I by Spouse Non-qualified Stock Option (Right to Buy) 126.72 2015-10-28 4 M 0 155 0 D 2015-02-04 2024-02-02 Common Stock 155 0 I by Spouse Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. Includes shares acquired pursuant to the 3M Voluntary Investment Plan. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. On August 14, 2015, the Issuer cancelled the option of 85 shares of 3M Common Stock granted to the reporting person on 2/4/2014, due to termination of service. The restricted stock units will vest on 2/4/2017. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. On August 14, 2015, the Issuer cancelled the option of 93 shares of 3M Common Stock granted to the reporting person on 2/5/2013, due to termination of service. The restricted stock units will vest on 2/5/2016. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). On August 14, 2015, due to termination of service, the unvested portion of the option could not be exercised. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014). /s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur 2015-10-29