0001127602-15-004463.txt : 20150205 0001127602-15-004463.hdr.sgml : 20150205 20150205135344 ACCESSION NUMBER: 0001127602-15-004463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150203 FILED AS OF DATE: 20150205 DATE AS OF CHANGE: 20150205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauman James L CENTRAL INDEX KEY: 0001628097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 15579405 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-02-03 0000066740 3M CO MMM 0001628097 Bauman James L 3M CENTER ST. PAUL MN 55144-1000 1 Vice President Common Stock 2015-02-03 4 A 0 4049.75 0 A 6921.75 D Common Stock 2015-02-03 4 F 0 1374 165.94 D 5547.75 D Non-qualified Stock Option (Right to Buy) 165.94 2015-02-03 4 A 0 32718 0 A 2016-02-03 2025-02-03 Common Stock 32718 32718 D This transaction reflects the imminent delivery of 4049.75 shares of 3M Common Stock earned as the result of the vesting of the 2012 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Includes shares acquired under 3M's General Employee Stock Purchase Plan. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015). /s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman 2015-02-05