0001127602-15-001303.txt : 20150107 0001127602-15-001303.hdr.sgml : 20150107 20150107093736 ACCESSION NUMBER: 0001127602-15-001303 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150101 FILED AS OF DATE: 20150107 DATE AS OF CHANGE: 20150107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauman James L CENTRAL INDEX KEY: 0001628097 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 15512221 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2015-01-01 0 0000066740 3M CO MMM 0001628097 Bauman James L 3M CENTER ST. PAUL MN 55144-1000 1 Vice President Common Stock 2849 D Common Stock 395 I By Daughter Non-qualified Stock Option (Right to Buy) 87.35 2007-05-09 2016-05-09 Common Stock 5392 D Non-qualified Stock Option (Right to Buy) 84.78 2008-05-08 2017-05-08 Common Stock 6392 D Non-qualified Stock Option (Right to Buy) 77.18 2009-05-13 2018-05-13 Common Stock 12616 D Non-qualified Stock Option (Right to Buy) 54.11 2010-02-09 2019-02-08 Common Stock 11660 D Non-qualified Stock Option (Right to Buy) 78.72 2011-02-09 2020-02-07 Common Stock 16065 D Non-qualified Stock Option (Right to Buy) 89.47 2012-02-08 2021-02-08 Common Stock 10922 D Non-qualified Stock Option (Right to Buy) 87.89 2013-02-07 2022-02-07 Common Stock 8996 D Non-qualified Stock Option (Right to Buy) 101.49 2014-02-05 2023-02-03 Common Stock 35105 D Non-qualified Stock Option (Right to Buy) 126.72 2015-02-04 2024-02-02 Common Stock 23095 D Restricted Stock Units 0 Common Stock 4630 D The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014). The restricted stock units will vest 100% on 9-1-2015. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. /s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman 2015-01-07