0001127602-15-001303.txt : 20150107
0001127602-15-001303.hdr.sgml : 20150107
20150107093736
ACCESSION NUMBER: 0001127602-15-001303
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150101
FILED AS OF DATE: 20150107
DATE AS OF CHANGE: 20150107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bauman James L
CENTRAL INDEX KEY: 0001628097
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 15512221
MAIL ADDRESS:
STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL
STREET 2: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2015-01-01
0
0000066740
3M CO
MMM
0001628097
Bauman James L
3M CENTER
ST. PAUL
MN
55144-1000
1
Vice President
Common Stock
2849
D
Common Stock
395
I
By Daughter
Non-qualified Stock Option (Right to Buy)
87.35
2007-05-09
2016-05-09
Common Stock
5392
D
Non-qualified Stock Option (Right to Buy)
84.78
2008-05-08
2017-05-08
Common Stock
6392
D
Non-qualified Stock Option (Right to Buy)
77.18
2009-05-13
2018-05-13
Common Stock
12616
D
Non-qualified Stock Option (Right to Buy)
54.11
2010-02-09
2019-02-08
Common Stock
11660
D
Non-qualified Stock Option (Right to Buy)
78.72
2011-02-09
2020-02-07
Common Stock
16065
D
Non-qualified Stock Option (Right to Buy)
89.47
2012-02-08
2021-02-08
Common Stock
10922
D
Non-qualified Stock Option (Right to Buy)
87.89
2013-02-07
2022-02-07
Common Stock
8996
D
Non-qualified Stock Option (Right to Buy)
101.49
2014-02-05
2023-02-03
Common Stock
35105
D
Non-qualified Stock Option (Right to Buy)
126.72
2015-02-04
2024-02-02
Common Stock
23095
D
Restricted Stock Units
0
Common Stock
4630
D
The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).
The restricted stock units will vest 100% on 9-1-2015.
Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
/s/ Sheila B. Claugherty, attorney-in-fact for James L. Bauman
2015-01-07