0001127602-14-000432.txt : 20140103 0001127602-14-000432.hdr.sgml : 20140103 20140103100300 ACCESSION NUMBER: 0001127602-14-000432 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140101 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Jesse G CENTRAL INDEX KEY: 0001594032 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 14503685 MAIL ADDRESS: STREET 1: 3M CENTER BLDG 0220-09-E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2014-01-01 0 0000066740 3M CO MMM 0001594032 Singh Jesse G 3M CENTER ST. PAUL MN 55144-1000 1 Senior Vice President Common Stock 499 D Common Stock 4 I by 401(k)/paesop Trust Restricted Stock Units Common Stock 443 D Non-qualified Stock Option (Right to Buy) 87.35 2007-05-09 2016-05-09 Common Stock 12000 D Non-qualified Stock Option (Right to Buy) 84.78 2008-05-08 2017-05-08 Common Stock 6736 D Non-qualified Stock Option (Right to Buy) 77.18 2009-05-13 2018-05-13 Common Stock 12616 D Non-qualified Stock Option (Right to Buy) 78.72 2011-02-09 2020-02-07 Common Stock 8906 D Non-qualified Stock Option (Right to Buy) 78.72 2011-02-09 2020-02-07 Common Stock 3564 D Non-qualified Stock Option (Right to Buy) 89.47 2012-02-08 2021-02-08 Common Stock 10922 D Non-qualified Stock Option (Right to Buy) 87.89 2013-02-07 2022-02-07 Common Stock 12497 D Non-qualified Stock Option (Right to Buy) 101.49 2014-02-05 2023-02-03 Common Stock 9795 D The restricted stock units will vest on 1/2/2014. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012). This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). /s/ George Ann Biros, attorney-in-fact for Jesse G. SIngh 2014-01-03 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby constitutes and appoints each of Steve J. Beilke, George Ann Biros, Michael M. Dai, Patricia L. Meagher, and Gregg M. Larson, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of 3M Company, a Delaware corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the above named attorneys-in-fact and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor either of such attorneys-in- fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of December, 2013. /s/ Jesse G. Singh STATE OF MINNESOTA ) ) ss. COUNTY OF RAMSEY ) On this 9th day of December, 2013, Jesse G. Singh personally appeared before me, and acknowledged that he executed the foregoing instrument for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and official seal. /s/ Karen Stanoch Sawczuk Notary Public My Commission Expires: 1/31/2015