0001127602-13-030062.txt : 20131031 0001127602-13-030062.hdr.sgml : 20131031 20131031115209 ACCESSION NUMBER: 0001127602-13-030062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THULIN INGE G CENTRAL INDEX KEY: 0001263739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 131181530 MAIL ADDRESS: STREET 1: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 551441000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-10-29 0000066740 3M CO MMM 0001263739 THULIN INGE G 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman, President & CEO Common Stock 2013-10-29 4 M 0 5614 84.40 A 60489 D Common Stock 2013-10-29 4 S 0 100 125.19 D 60389 D Common Stock 2013-10-29 4 S 0 1000 125.1901 D 59389 D Common Stock 2013-10-29 4 S 0 4014 125.20 D 55375 D Common Stock 2013-10-29 4 S 0 500 125.2001 D 54875 D Common Stock 2013-10-29 4 M 0 50500 84.40 A 105375 D Common Stock 2013-10-29 4 F 0 34021 125.28 D 71354 D Common Stock 2013-10-29 4 F 0 9656 125.28 D 61698 D Common Stock 1427 I By 401k/paesop Trust Non-qualified Stock Option (Right to Buy) 84.40 2013-10-29 4 M 0 50500 0 D 2005-05-12 2014-05-09 Common Stock 50500 5614 D Non-qualified Stock Option (Right to Buy) 84.40 2013-10-29 4 M 0 5614 0 D 2005-05-12 2014-05-09 Common Stock 5614 0 D Non-qualified Stock Option (Right to Buy) 125.28 2013-10-29 4 A 0 43677 125.28 A 2014-04-29 2014-05-09 Common Stock 43677 43677 D This Form is being filed to report the exercise of a 3M stock option for a total of 50,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 6,823 shares of 3M common stock. As a result of this transaction, 9,656 shares were sold to pay withholding taxes to the respective government agencies. Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. George Ann Biros, attorney-in-fact for Inge G. Thulin 2013-10-31