0001127602-13-030062.txt : 20131031
0001127602-13-030062.hdr.sgml : 20131031
20131031115209
ACCESSION NUMBER: 0001127602-13-030062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131029
FILED AS OF DATE: 20131031
DATE AS OF CHANGE: 20131031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THULIN INGE G
CENTRAL INDEX KEY: 0001263739
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 131181530
MAIL ADDRESS:
STREET 1: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 551441000
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-29
0000066740
3M CO
MMM
0001263739
THULIN INGE G
3M CENTER
ST. PAUL
MN
55144-1000
1
1
Chairman, President & CEO
Common Stock
2013-10-29
4
M
0
5614
84.40
A
60489
D
Common Stock
2013-10-29
4
S
0
100
125.19
D
60389
D
Common Stock
2013-10-29
4
S
0
1000
125.1901
D
59389
D
Common Stock
2013-10-29
4
S
0
4014
125.20
D
55375
D
Common Stock
2013-10-29
4
S
0
500
125.2001
D
54875
D
Common Stock
2013-10-29
4
M
0
50500
84.40
A
105375
D
Common Stock
2013-10-29
4
F
0
34021
125.28
D
71354
D
Common Stock
2013-10-29
4
F
0
9656
125.28
D
61698
D
Common Stock
1427
I
By 401k/paesop Trust
Non-qualified Stock Option (Right to Buy)
84.40
2013-10-29
4
M
0
50500
0
D
2005-05-12
2014-05-09
Common Stock
50500
5614
D
Non-qualified Stock Option (Right to Buy)
84.40
2013-10-29
4
M
0
5614
0
D
2005-05-12
2014-05-09
Common Stock
5614
0
D
Non-qualified Stock Option (Right to Buy)
125.28
2013-10-29
4
A
0
43677
125.28
A
2014-04-29
2014-05-09
Common Stock
43677
43677
D
This Form is being filed to report the exercise of a 3M stock option for a total of 50,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 6,823 shares of 3M common stock. As a result of this transaction, 9,656 shares were sold to pay withholding taxes to the respective government agencies.
Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
George Ann Biros, attorney-in-fact for Inge G. Thulin
2013-10-31