0001127602-13-015633.txt : 20130506
0001127602-13-015633.hdr.sgml : 20130506
20130506102401
ACCESSION NUMBER: 0001127602-13-015633
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130503
FILED AS OF DATE: 20130506
DATE AS OF CHANGE: 20130506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THULIN INGE G
CENTRAL INDEX KEY: 0001263739
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 13814775
MAIL ADDRESS:
STREET 1: 3M CENTER
CITY: ST PAUL
STATE: MN
ZIP: 551441000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-05-03
0000066740
3M CO
MMM
0001263739
THULIN INGE G
3M CENTER
ST. PAUL
MN
55144-1000
1
1
Chairman, President & CEO
Common Stock
2013-05-03
4
M
0
6990
86.80
A
60122
D
Common Stock
2013-05-03
4
F
0
5626
107.83
D
54496
D
Common Stock
2013-05-03
4
F
0
657
107.83
D
53839
D
Common Stock
2013-05-03
4
M
0
20288
97.21
A
74127
D
Common Stock
2013-05-03
4
F
0
18289
107.83
D
55838
D
Common Stock
2013-05-03
4
F
0
963
107.83
D
54875
D
Common Stock
1412
I
By 401k/paesop Trust
Non-qualified Stock Option (Right to Buy)
86.80
2013-05-03
4
M
0
6990
0
D
2011-01-27
2013-05-13
Common Stock
6990
0
D
Non-qualified Stock Option (Right to Buy)
97.21
2013-05-03
4
M
0
20288
0
D
2011-10-29
2013-05-13
Common Stock
20288
0
D
This Form is being filed to report the exercise of a 3M stock option for a total of 6,990 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 707 shares of 3M common stock. As a result of this transaction, 657 shares were sold to pay withholding taxes to the respective government agencies.
This Form is being filed to report the exercise of a 3M stock option for a total of 20,288 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,036 shares of 3M common stock. As a result of this transaction, 963 shares were sold to pay withholding taxes to the respective government agencies.
Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
George Ann Biros, attorney-in-fact for Inge G. Thulin
2013-05-06