0001127602-13-015633.txt : 20130506 0001127602-13-015633.hdr.sgml : 20130506 20130506102401 ACCESSION NUMBER: 0001127602-13-015633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130503 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THULIN INGE G CENTRAL INDEX KEY: 0001263739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 13814775 MAIL ADDRESS: STREET 1: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-03 0000066740 3M CO MMM 0001263739 THULIN INGE G 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman, President & CEO Common Stock 2013-05-03 4 M 0 6990 86.80 A 60122 D Common Stock 2013-05-03 4 F 0 5626 107.83 D 54496 D Common Stock 2013-05-03 4 F 0 657 107.83 D 53839 D Common Stock 2013-05-03 4 M 0 20288 97.21 A 74127 D Common Stock 2013-05-03 4 F 0 18289 107.83 D 55838 D Common Stock 2013-05-03 4 F 0 963 107.83 D 54875 D Common Stock 1412 I By 401k/paesop Trust Non-qualified Stock Option (Right to Buy) 86.80 2013-05-03 4 M 0 6990 0 D 2011-01-27 2013-05-13 Common Stock 6990 0 D Non-qualified Stock Option (Right to Buy) 97.21 2013-05-03 4 M 0 20288 0 D 2011-10-29 2013-05-13 Common Stock 20288 0 D This Form is being filed to report the exercise of a 3M stock option for a total of 6,990 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 707 shares of 3M common stock. As a result of this transaction, 657 shares were sold to pay withholding taxes to the respective government agencies. This Form is being filed to report the exercise of a 3M stock option for a total of 20,288 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,036 shares of 3M common stock. As a result of this transaction, 963 shares were sold to pay withholding taxes to the respective government agencies. Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. George Ann Biros, attorney-in-fact for Inge G. Thulin 2013-05-06