0001127602-13-004759.txt : 20130207 0001127602-13-004759.hdr.sgml : 20130207 20130207155052 ACCESSION NUMBER: 0001127602-13-004759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130205 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lacey Roger HD CENTRAL INDEX KEY: 0001469238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 13582308 MAIL ADDRESS: STREET 1: 10900 RED CIRCLE DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-05 0000066740 3M CO MMM 0001469238 Lacey Roger HD 3M CENTER ST. PAUL MN 55144-1000 1 Senior Vice President Common Stock 2013-02-05 4 A 0 5671.8 0 A 27416.8 D Common Stock 313 I By 401k/paesop Trust Non-qualified Stock Option (Right to Buy) 101.49 2013-02-05 4 A 0 16410 0 A 2014-02-05 2023-02-03 Common Stock 16410 16410 D This transaction reflects the imminent delivery of 5,671.800 shares of 3M Common Stock earned as the result of the 2010 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld for taxes is still being determined. An amended filing will be done once the number of shares to be withheld for taxes is determined. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. The option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). George Ann Biros, attorney-in-fact for Roger H.D. Lacey 2013-02-07