0001127602-13-004759.txt : 20130207
0001127602-13-004759.hdr.sgml : 20130207
20130207155052
ACCESSION NUMBER: 0001127602-13-004759
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130205
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lacey Roger HD
CENTRAL INDEX KEY: 0001469238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 13582308
MAIL ADDRESS:
STREET 1: 10900 RED CIRCLE DRIVE
CITY: MINNETONKA
STATE: MN
ZIP: 55343
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-02-05
0000066740
3M CO
MMM
0001469238
Lacey Roger HD
3M CENTER
ST. PAUL
MN
55144-1000
1
Senior Vice President
Common Stock
2013-02-05
4
A
0
5671.8
0
A
27416.8
D
Common Stock
313
I
By 401k/paesop Trust
Non-qualified Stock Option (Right to Buy)
101.49
2013-02-05
4
A
0
16410
0
A
2014-02-05
2023-02-03
Common Stock
16410
16410
D
This transaction reflects the imminent delivery of 5,671.800 shares of 3M Common Stock earned as the result of the 2010 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld for taxes is still being determined. An amended filing will be done once the number of shares to be withheld for taxes is determined.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
The option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
George Ann Biros, attorney-in-fact for Roger H.D. Lacey
2013-02-07