0001127602-12-034314.txt : 20121218
0001127602-12-034314.hdr.sgml : 20121218
20121218140826
ACCESSION NUMBER: 0001127602-12-034314
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121214
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardgrove Ian F
CENTRAL INDEX KEY: 0001518255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 121270922
MAIL ADDRESS:
STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-14
0000066740
3M CO
MMM
0001518255
Hardgrove Ian F
3M CENTER
ST. PAUL
MN
55144-1000
1
VP, Marketing and Sales
Common Stock
2012-12-12
5
G
0
E
407
0
D
7859
D
Common Stock
2012-12-14
4
M
0
8295
61.85
A
16154
D
Common Stock
2012-12-14
4
F
0
5559
92.28
D
10595
D
Common Stock
2012-12-14
4
F
0
1099
92.28
D
9496
D
Common Stock
760
I
By 401k/paesop Trust
Non-qualified Stock Option (Right to Buy)
61.85
2012-12-14
4
M
0
8295
0
D
2004-05-14
2013-05-13
Common Stock
8295
0
D
This Form is being filed to report the exercise of a 3M stock option for a total of 8,295 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,637 shares of 3M common stock. As a result of this transaction, 1099 shares were sold to pay withholding taxes to the respective government agencies.
Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
/s/ George Ann Biros, attorney-in-fact for Ian F. Hardgrove
2012-12-18