0001127602-12-016105.txt : 20120508 0001127602-12-016105.hdr.sgml : 20120508 20120508094028 ACCESSION NUMBER: 0001127602-12-016105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120504 FILED AS OF DATE: 20120508 DATE AS OF CHANGE: 20120508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAUER BRAD T CENTRAL INDEX KEY: 0001205397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 12819889 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-05-04 0000066740 3M CO MMM 0001205397 SAUER BRAD T 3M CENTER ST. PAUL MN 55144-1000 1 EXEC VP HEALTH CARE Common Stock 2012-05-04 4 M 0 17026 84.40 A 33232 D Common Stock 2012-05-04 4 F 0 16206 88.67 D 17026 D Common Stock 2012-05-04 4 F 0 350 88.67 D 16676 D Common Stock 2012-05-04 4 M 0 14215 76.00 A 30891 D Common Stock 2012-05-04 4 S 0 100 88.5915 D 30791 D Common Stock 2012-05-04 4 S 0 3700 88.595 D 27091 D Common Stock 2012-05-04 4 S 0 2700 88.60 D 24391 D Common Stock 2012-05-04 4 S 0 2000 88.605 D 22391 D Common Stock 2012-05-04 4 S 0 1300 88.61 D 21091 D Common Stock 2012-05-04 4 S 0 1178 88.63 D 19913 D Common Stock 2012-05-04 4 S 0 100 88.6315 D 19813 D Common Stock 2012-05-04 4 S 0 2400 88.635 D 17413 D Common Stock 2012-05-04 4 S 0 637 88.64 D 16776 D Common Stock 2012-05-04 4 S 0 100 88.645 D 16676 D Common Stock 2012-05-07 4 S 0 1118 88.0519 D 15558 D Common Stock 2012-05-07 4 S 0 800 88.0615 D 14758 D Common Stock 2012-05-07 4 S 0 300 88.0616 D 14458 D Common Stock 2012-05-07 4 S 0 100 88.0617 D 14358 D Common Stock 2012-05-07 4 S 0 800 88.065 D 13558 D Non-qualified Stock Option (Right to Buy) 84.40 2012-05-04 4 M 0 17026 0 D 2005-05-12 2014-05-09 Common Stock 17026 974 D Non-qualified Stock Option (Right to Buy) 76.00 2012-05-04 4 M 0 14215 0 D 2010-04-27 2013-05-13 Common Stock 14215 0 D Non-qualified Stock Option (Right to Buy) 88.67 2012-05-04 4 A 0 16556 88.67 A 2012-11-04 2014-05-09 Common Stock 16556 16556 D This Form is being filed to report the exercise of a 3M stock option for a total of 17,026 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 470 shares of 3M common stock. As a result of this transaction, 350 shares were sold to pay withholding taxes to the respective government agencies. George Ann Biros, attorney-in-fact for Brad T. Sauer 2012-05-08