0001127602-12-015053.txt : 20120501
0001127602-12-015053.hdr.sgml : 20120501
20120501105452
ACCESSION NUMBER: 0001127602-12-015053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120427
FILED AS OF DATE: 20120501
DATE AS OF CHANGE: 20120501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bushman Julie L
CENTRAL INDEX KEY: 0001518599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 12798537
MAIL ADDRESS:
STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0305
4
2012-04-27
0000066740
3M CO
MMM
0001518599
Bushman Julie L
3M CENTER
ST. PAUL
MN
55144-1000
1
Executive Vice President
Common Stock
2012-04-27
4
M
0
7540
61.85
A
21451
D
Common Stock
2012-04-27
4
F
0
5218
89.36
D
16233
D
Common Stock
2012-04-27
4
F
0
759
89.36
D
15474
D
Common Stock
2012-04-27
4
M
0
19752
54.11
A
35226
D
Common Stock
2012-04-27
4
S
0
10074
89.26
D
25152
D
Common Stock
2012-04-27
4
S
0
2516
89.27
D
22636
D
Common Stock
2012-04-27
4
S
0
400
89.28
D
22236
D
Common Stock
2012-04-27
4
S
0
400
89.29
D
21836
D
Common Stock
2012-04-27
4
S
0
6262
89.30
D
15574
D
Common Stock
2012-04-27
4
S
0
100
89.3025
D
15474
D
Common Stock
2012-04-30
4
S
0
1563
89.18
D
13911
D
Non-qualified Stock Option (Right to Buy)
61.85
2012-04-27
4
M
0
7540
0
D
2004-05-14
2013-05-13
Common Stock
7540
0
D
Non-qualified Stock Option (Right to Buy)
54.11
2012-04-27
4
M
0
19752
0
D
2010-02-09
2019-02-08
Common Stock
19752
0
D
Non-qualified Stock Option (Right to Buy)
89.36
2012-04-27
4
A
0
5977
89.36
A
2012-10-27
2013-05-13
Common Stock
5977
5977
D
This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009)
This Form is being filed to report the exercise of a 3M stock option for a total of 7,540 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,563 shares of 3M common stock. As a result of this transaction, 759 shares were sold to pay withholding taxes to the respective government agencies.
/s/ George Ann Biros, attorney-in-fact for Julie L. Bushman
2012-05-01