0001127602-12-015053.txt : 20120501 0001127602-12-015053.hdr.sgml : 20120501 20120501105452 ACCESSION NUMBER: 0001127602-12-015053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120427 FILED AS OF DATE: 20120501 DATE AS OF CHANGE: 20120501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bushman Julie L CENTRAL INDEX KEY: 0001518599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 12798537 MAIL ADDRESS: STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-04-27 0000066740 3M CO MMM 0001518599 Bushman Julie L 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2012-04-27 4 M 0 7540 61.85 A 21451 D Common Stock 2012-04-27 4 F 0 5218 89.36 D 16233 D Common Stock 2012-04-27 4 F 0 759 89.36 D 15474 D Common Stock 2012-04-27 4 M 0 19752 54.11 A 35226 D Common Stock 2012-04-27 4 S 0 10074 89.26 D 25152 D Common Stock 2012-04-27 4 S 0 2516 89.27 D 22636 D Common Stock 2012-04-27 4 S 0 400 89.28 D 22236 D Common Stock 2012-04-27 4 S 0 400 89.29 D 21836 D Common Stock 2012-04-27 4 S 0 6262 89.30 D 15574 D Common Stock 2012-04-27 4 S 0 100 89.3025 D 15474 D Common Stock 2012-04-30 4 S 0 1563 89.18 D 13911 D Non-qualified Stock Option (Right to Buy) 61.85 2012-04-27 4 M 0 7540 0 D 2004-05-14 2013-05-13 Common Stock 7540 0 D Non-qualified Stock Option (Right to Buy) 54.11 2012-04-27 4 M 0 19752 0 D 2010-02-09 2019-02-08 Common Stock 19752 0 D Non-qualified Stock Option (Right to Buy) 89.36 2012-04-27 4 A 0 5977 89.36 A 2012-10-27 2013-05-13 Common Stock 5977 5977 D This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009) This Form is being filed to report the exercise of a 3M stock option for a total of 7,540 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,563 shares of 3M common stock. As a result of this transaction, 759 shares were sold to pay withholding taxes to the respective government agencies. /s/ George Ann Biros, attorney-in-fact for Julie L. Bushman 2012-05-01