0001127602-12-006988.txt : 20120221 0001127602-12-006988.hdr.sgml : 20120220 20120221140617 ACCESSION NUMBER: 0001127602-12-006988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120216 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shin Hak Cheol CENTRAL INDEX KEY: 0001328535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 12626251 MAIL ADDRESS: STREET 1: 3M CENTER (OGC) CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-16 0000066740 3M CO MMM 0001328535 Shin Hak Cheol 3M CENTER ST. PAUL MN 55144-1000 1 EXEC VP INTERNATIONAL Common Stock 2012-02-16 4 M 0 15800 64.50 A 46616 D Common Stock 2012-02-16 4 F 0 11626 87.65 D 34990 D Common Stock 2012-02-16 4 F 0 1781 87.65 D 33209 D Common Stock 2012-02-16 4 M 0 11236 61.85 A 44445 D Common Stock 2012-02-16 4 F 0 7928 87.65 D 36517 D Common Stock 2012-02-16 4 F 0 1412 87.65 D 35105 D Common Stock 2012-02-16 4 S 0 5900 87.49 D 29205 D Common Stock 2012-02-16 4 S 0 1239 87.491 D 27966 D Common Stock 2012-02-16 4 S 0 2262 87.50 D 25704 D Common Stock 2012-02-16 4 S 0 462 87.51 D 25242 D Common Stock 2012-02-16 4 S 0 216 87.52 D 25026 D Common Stock 2012-02-16 4 S 0 100 87.521 D 24926 D Common Stock 2012-02-16 4 S 0 200 87.53 D 24726 D Non-qualified Stock Option (Right to Buy) 64.50 2012-02-16 4 M 0 15800 0 D 2003-05-15 2012-05-14 Common Stock 15800 0 D Non-qualified Stock Option (Right to Buy) 61.85 2012-02-16 4 M 0 11236 0 D 2004-05-14 2013-05-12 Common Stock 11236 0 D Non-qualified Stock Option (Right to Buy) 87.65 2012-02-16 4 A 0 9340 87.65 A 2012-08-16 2013-05-13 Common Stock 9340 9340 D This Form is being filed to report the exercise of two 3M stock options for a total of 27,036 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of these stock swaps, the reporting person acquired ownership of an additional 4,289 shares of 3M common stock. As a result of this transaction, 3,193 shares were sold to pay withholding taxes to the respective government agencies. George Ann Biros, attorney-in-fact for Hak Cheol Shin 2012-02-21