0001127602-12-006988.txt : 20120221
0001127602-12-006988.hdr.sgml : 20120220
20120221140617
ACCESSION NUMBER: 0001127602-12-006988
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120216
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shin Hak Cheol
CENTRAL INDEX KEY: 0001328535
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 12626251
MAIL ADDRESS:
STREET 1: 3M CENTER (OGC)
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-16
0000066740
3M CO
MMM
0001328535
Shin Hak Cheol
3M CENTER
ST. PAUL
MN
55144-1000
1
EXEC VP INTERNATIONAL
Common Stock
2012-02-16
4
M
0
15800
64.50
A
46616
D
Common Stock
2012-02-16
4
F
0
11626
87.65
D
34990
D
Common Stock
2012-02-16
4
F
0
1781
87.65
D
33209
D
Common Stock
2012-02-16
4
M
0
11236
61.85
A
44445
D
Common Stock
2012-02-16
4
F
0
7928
87.65
D
36517
D
Common Stock
2012-02-16
4
F
0
1412
87.65
D
35105
D
Common Stock
2012-02-16
4
S
0
5900
87.49
D
29205
D
Common Stock
2012-02-16
4
S
0
1239
87.491
D
27966
D
Common Stock
2012-02-16
4
S
0
2262
87.50
D
25704
D
Common Stock
2012-02-16
4
S
0
462
87.51
D
25242
D
Common Stock
2012-02-16
4
S
0
216
87.52
D
25026
D
Common Stock
2012-02-16
4
S
0
100
87.521
D
24926
D
Common Stock
2012-02-16
4
S
0
200
87.53
D
24726
D
Non-qualified Stock Option (Right to Buy)
64.50
2012-02-16
4
M
0
15800
0
D
2003-05-15
2012-05-14
Common Stock
15800
0
D
Non-qualified Stock Option (Right to Buy)
61.85
2012-02-16
4
M
0
11236
0
D
2004-05-14
2013-05-12
Common Stock
11236
0
D
Non-qualified Stock Option (Right to Buy)
87.65
2012-02-16
4
A
0
9340
87.65
A
2012-08-16
2013-05-13
Common Stock
9340
9340
D
This Form is being filed to report the exercise of two 3M stock options for a total of 27,036 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of these stock swaps, the reporting person acquired ownership of an additional 4,289 shares of 3M common stock. As a result of this transaction, 3,193 shares were sold to pay withholding taxes to the respective government agencies.
George Ann Biros, attorney-in-fact for Hak Cheol Shin
2012-02-21