0001127602-12-006986.txt : 20120221
0001127602-12-006986.hdr.sgml : 20120220
20120221140211
ACCESSION NUMBER: 0001127602-12-006986
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120216
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardgrove Ian F
CENTRAL INDEX KEY: 0001518255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 12626235
MAIL ADDRESS:
STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-16
0000066740
3M CO
MMM
0001518255
Hardgrove Ian F
3M CENTER
ST. PAUL
MN
55144-1000
1
VP, Marketing and Sales
Common Stock
2012-02-16
4
S
0
100
87.31
D
9793
D
Common Stock
2012-02-16
4
S
0
100
87.3102
D
9693
D
Common Stock
2012-02-16
4
S
0
395
87.311
D
9298
D
Common Stock
2012-02-16
4
S
0
2400
87.316
D
6898
D
Common Stock
2012-02-16
4
M
0
6908
64.50
A
13806
D
Common Stock
2012-02-16
4
F
0
5083
87.65
D
8723
D
Common Stock
2012-02-16
4
F
0
634
87.65
D
8089
D
Common Stock
2012-02-16
5
G
0
E
350
0
D
7739
D
Common Stock
2012-02-17
4
S
0
1191
87.692
D
6548
D
Non-qualified Stock Option (Right to Buy)
64.50
2012-02-16
4
M
0
6908
0
D
2003-05-15
2012-05-14
Common Stock
6908
0
D
This Form is being filed to report the exercise of a 3M stock option for a total of 6,908 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,191 shares of 3M common stock. As a result of this transaction, 634 shares were sold to pay withholding taxes to the respective government agencies.
/s/ George Ann Biros, attorney-in-fact for Ian F. Hardgrove
2012-02-21