0001127602-12-006759.txt : 20120217 0001127602-12-006759.hdr.sgml : 20120217 20120217165644 ACCESSION NUMBER: 0001127602-12-006759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MARSCHALL CENTRAL INDEX KEY: 0001220974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 12623361 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG. 0220-11-W-02 CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-15 0000066740 3M CO MMM 0001220974 SMITH MARSCHALL 3M CENTER ST. PAUL MN 55144-1000 1 VICE PRESIDENT LEGAL Common Stock 2012-02-15 4 M 0 16500 54.11 A 26876 D Common Stock 2012-02-15 4 F 0 10261 87.01 D 16615 D Common Stock 2012-02-15 4 F 0 2664 87.01 D 13951 D Common Stock 2012-02-16 4 S 0 989 87.581 D 12962 D Common Stock 2012-02-16 4 S 0 100 87.5812 D 12862 D Common Stock 2012-02-16 4 S 0 100 87.5817 D 12762 D Common Stock 2012-02-16 4 S 0 2200 87.582 D 10562 D Common Stock 2012-02-16 4 S 0 184 87.592 D 10378 D Common Stock 2012-02-16 4 S 0 2 87.60 D 10376 D Non-qualified Stock Option (Right to Buy) 54.11 2012-02-15 4 M 0 16500 0 D 2010-02-09 2019-02-08 Common Stock 16500 17951 D This Form is being filed to report the exercise of a 3M stock option for a total of 16,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 3,575 shares of 3M common stock. As a result of this transaction, 2,664 shares were sold to pay withholding taxes to the respective government agencies. George Ann Biros, attorney-in-fact for Marschall Smith 2012-02-17