0001127602-12-006759.txt : 20120217
0001127602-12-006759.hdr.sgml : 20120217
20120217165644
ACCESSION NUMBER: 0001127602-12-006759
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH MARSCHALL
CENTRAL INDEX KEY: 0001220974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 12623361
MAIL ADDRESS:
STREET 1: 3M COMPANY
STREET 2: 3M CENTER, BLDG. 0220-11-W-02
CITY: ST PAUL
STATE: MN
ZIP: 551441000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-15
0000066740
3M CO
MMM
0001220974
SMITH MARSCHALL
3M CENTER
ST. PAUL
MN
55144-1000
1
VICE PRESIDENT LEGAL
Common Stock
2012-02-15
4
M
0
16500
54.11
A
26876
D
Common Stock
2012-02-15
4
F
0
10261
87.01
D
16615
D
Common Stock
2012-02-15
4
F
0
2664
87.01
D
13951
D
Common Stock
2012-02-16
4
S
0
989
87.581
D
12962
D
Common Stock
2012-02-16
4
S
0
100
87.5812
D
12862
D
Common Stock
2012-02-16
4
S
0
100
87.5817
D
12762
D
Common Stock
2012-02-16
4
S
0
2200
87.582
D
10562
D
Common Stock
2012-02-16
4
S
0
184
87.592
D
10378
D
Common Stock
2012-02-16
4
S
0
2
87.60
D
10376
D
Non-qualified Stock Option (Right to Buy)
54.11
2012-02-15
4
M
0
16500
0
D
2010-02-09
2019-02-08
Common Stock
16500
17951
D
This Form is being filed to report the exercise of a 3M stock option for a total of 16,500 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 3,575 shares of 3M common stock. As a result of this transaction, 2,664 shares were sold to pay withholding taxes to the respective government agencies.
George Ann Biros, attorney-in-fact for Marschall Smith
2012-02-17